-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjaCRMlHbb6y2olanv8G4P15ckFpeZCl54sEYeoumhF49DwIx/d0SGcPK3X6o4jd 9wdAKrjMvyBp5PrCWr7qaQ== 0001140361-07-008273.txt : 20070424 0001140361-07-008273.hdr.sgml : 20070424 20070424173101 ACCESSION NUMBER: 0001140361-07-008273 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070420 FILED AS OF DATE: 20070424 DATE AS OF CHANGE: 20070424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gray K Scott CENTRAL INDEX KEY: 0001397317 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 07785480 BUSINESS ADDRESS: BUSINESS PHONE: (713) 329-6840 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 3 1 doc1.xml FORM 3 X0202 3 2007-04-20 0 0000016099 LUBYS INC LUB 0001397317 Gray K Scott 13111 NORTHWEST FREEWAY SUITE 600 HOUSTON TX 77040 0 1 0 0 Chief Financial Officer Common Stock 20 D Employee Stock Option (Right to Buy) 9.42 2002-07-26 2007-07-25 Common Stock 5000 D Employee Stock Option (Right to Buy) 12.30 2006-11-15 2011-11-14 Common Stock 8400 D Employee Stock Option (Right to Buy) 10.18 2007-10-19 2012-10-18 Common Stock 11040 D Restricted Stock Unit 12.30 2008-11-15 Common Stock 1500 D Restricted Stock Unit 10.18 2009-10-19 Common Stock 1972 D This option becomes exercisable as to one-fourth of the total number of option shares on each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 7/26/2001, as follows: 1,250 shares on 7/26/2002, 1,250 shares on 7/26/2003, 1,250 shares on 7/26/2004, and 1,250 shares on 7/26/2005. This option becomes exercisable as to one-fourth of the total number of option shares on each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 11/15/2005, as follows: 2,100 shares on 11/15/2006, 2,100 shares on 11/15/2007, 2,100 shares on 11/15/2008, and 2,100 shares on 11/15/2009. This option becomes exercisable as to one-fourth of the total number of option shares on each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 10/19/2006, as follows: 2,760 shares on 10/19/2007, 2,760 shares on 10/19/2008, 2,760 shares on 10/19/2009, and 2,760 shares on 10/19/2010. The security fully vests at time granted and remains restricted until the earlier of 11/15/2008 or the date of the officer's resignation or retirement. The security fully vests at time granted and remains restricted until the earlier of 10/19/2009 or the date of the officer's resignation or retirement. K. Scott Gray 2007-04-24 -----END PRIVACY-ENHANCED MESSAGE-----