0001127602-15-029406.txt : 20151021 0001127602-15-029406.hdr.sgml : 20151021 20151021154243 ACCESSION NUMBER: 0001127602-15-029406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151019 FILED AS OF DATE: 20151021 DATE AS OF CHANGE: 20151021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPPAS CHRISTOPHER JAMES CENTRAL INDEX KEY: 0001130636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 151168185 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-10-19 0000016099 LUBYS INC LUB 0001130636 PAPPAS CHRISTOPHER JAMES 13111 NORTHWEST FREEWAY SUITE 600 HOUSTON TX 77040 1 1 1 President and CEO Employee Stock Option (Right to Buy) 5.27 2015-10-19 4 J 0 63000 5.27 D 2012-12-09 2018-12-09 Common Stock 63000 0 D Employee Stock Option (Right to Buy) 5.39 2015-10-19 4 J 0 17551 5.39 D 2014-11-18 2020-11-18 Common Stock 17551 0 D Non Qualified Stock Option (Right to Buy) 4.42 2015-10-19 4 J 0 2865 4.42 D 2015-11-15 2021-11-15 Common Stock 2865 0 D Employee Stock Option (Right to Buy) 4.42 2015-10-19 4 J 0 8595 4.42 D 2015-11-15 2021-11-15 Common Stock 8595 0 D Non Qualified Stock Option (Right to Buy) 5.95 2015-10-19 4 J 0 811 5.95 D 2016-11-15 2022-11-15 Common Stock 811 0 D Employee Stock Option (Right to Buy) 5.95 2015-10-19 4 J 0 16339 5.95 D 2016-11-15 2022-11-15 Common Stock 16339 0 D Non Qualified Stock Option (Right to Buy) 4.49 2015-10-19 4 J 0 61819 4.49 D 2018-01-23 2025-01-23 Common Stock 61819 0 D Employee Stock Option (Right to Buy) 4.49 2015-10-19 4 J 0 61132 4.49 D 2018-01-23 2025-01-23 Common Stock 61132 0 D On October 19, 2015, Mr. Pappas agreed to surrender 63,000 options to purchase the Company's common stock with an exercise price of $5.27 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. On October 19, 2015, Mr. Pappas agreed to surrender 17,551 options to purchase the Company's common stock with an exercise price of $5.39 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. On October 19, 2015, Mr. Pappas agreed to surrender 2,865 options to purchase the Company's common stock with an exercise price of $4.42 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. On October 19, 2015, Mr. Pappas agreed to surrender 8,595 options to purchase the Company's common stock with an exercise price of $4.42 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. On October 19, 2015, Mr. Pappas agreed to surrender 811 options to purchase the Company's common stock with an exercise price of $5.95 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. On October 19, 2015, Mr. Pappas agreed to surrender 16,339 options to purchase the Company's common stock with an exercise price of $5.95 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. On October 19, 2015, Mr. Pappas agreed to surrender 61,819 options to purchase the Company's common stock with an exercise price of $4.49 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. On October 19, 2015, Mr. Pappas agreed to surrender 61,132 options to purchase the Company's common stock with an exercise price of $4.49 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender. These stock options vest as follows: 50% on the first anniversary of the grant date, 25% on the second anniversary of the grant date and 25% on the third anniversary of the grant date. Exercise price of option to buy. /s/ Christopher J. Pappas 2015-10-21