0001127602-15-029406.txt : 20151021
0001127602-15-029406.hdr.sgml : 20151021
20151021154243
ACCESSION NUMBER: 0001127602-15-029406
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151019
FILED AS OF DATE: 20151021
DATE AS OF CHANGE: 20151021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBYS INC
CENTRAL INDEX KEY: 0000016099
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 741335253
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0827
BUSINESS ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: (713) 329 6800
MAIL ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: LUBYS CAFETERIAS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CAFETERIAS INC
DATE OF NAME CHANGE: 19810126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAPPAS CHRISTOPHER JAMES
CENTRAL INDEX KEY: 0001130636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08308
FILM NUMBER: 151168185
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-10-19
0000016099
LUBYS INC
LUB
0001130636
PAPPAS CHRISTOPHER JAMES
13111 NORTHWEST FREEWAY
SUITE 600
HOUSTON
TX
77040
1
1
1
President and CEO
Employee Stock Option (Right to Buy)
5.27
2015-10-19
4
J
0
63000
5.27
D
2012-12-09
2018-12-09
Common Stock
63000
0
D
Employee Stock Option (Right to Buy)
5.39
2015-10-19
4
J
0
17551
5.39
D
2014-11-18
2020-11-18
Common Stock
17551
0
D
Non Qualified Stock Option (Right to Buy)
4.42
2015-10-19
4
J
0
2865
4.42
D
2015-11-15
2021-11-15
Common Stock
2865
0
D
Employee Stock Option (Right to Buy)
4.42
2015-10-19
4
J
0
8595
4.42
D
2015-11-15
2021-11-15
Common Stock
8595
0
D
Non Qualified Stock Option (Right to Buy)
5.95
2015-10-19
4
J
0
811
5.95
D
2016-11-15
2022-11-15
Common Stock
811
0
D
Employee Stock Option (Right to Buy)
5.95
2015-10-19
4
J
0
16339
5.95
D
2016-11-15
2022-11-15
Common Stock
16339
0
D
Non Qualified Stock Option (Right to Buy)
4.49
2015-10-19
4
J
0
61819
4.49
D
2018-01-23
2025-01-23
Common Stock
61819
0
D
Employee Stock Option (Right to Buy)
4.49
2015-10-19
4
J
0
61132
4.49
D
2018-01-23
2025-01-23
Common Stock
61132
0
D
On October 19, 2015, Mr. Pappas agreed to surrender 63,000 options to purchase the Company's common stock with an exercise price of $5.27 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
On October 19, 2015, Mr. Pappas agreed to surrender 17,551 options to purchase the Company's common stock with an exercise price of $5.39 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
On October 19, 2015, Mr. Pappas agreed to surrender 2,865 options to purchase the Company's common stock with an exercise price of $4.42 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
On October 19, 2015, Mr. Pappas agreed to surrender 8,595 options to purchase the Company's common stock with an exercise price of $4.42 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
On October 19, 2015, Mr. Pappas agreed to surrender 811 options to purchase the Company's common stock with an exercise price of $5.95 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
On October 19, 2015, Mr. Pappas agreed to surrender 16,339 options to purchase the Company's common stock with an exercise price of $5.95 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
On October 19, 2015, Mr. Pappas agreed to surrender 61,819 options to purchase the Company's common stock with an exercise price of $4.49 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
On October 19, 2015, Mr. Pappas agreed to surrender 61,132 options to purchase the Company's common stock with an exercise price of $4.49 per share (FMV on date of grant) back to the Company. Mr. Pappas received no consideration from the Company for the surrender.
These stock options vest as follows: 50% on the first anniversary of the grant date, 25% on the second anniversary of the grant date and 25% on the third anniversary of the grant date.
Exercise price of option to buy.
/s/ Christopher J. Pappas
2015-10-21