0001127602-15-003069.txt : 20150128
0001127602-15-003069.hdr.sgml : 20150128
20150128165327
ACCESSION NUMBER: 0001127602-15-003069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150126
FILED AS OF DATE: 20150128
DATE AS OF CHANGE: 20150128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBYS INC
CENTRAL INDEX KEY: 0000016099
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 741335253
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0827
BUSINESS ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: (713) 329 6800
MAIL ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: LUBYS CAFETERIAS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CAFETERIAS INC
DATE OF NAME CHANGE: 19810126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAPPAS CHRISTOPHER JAMES
CENTRAL INDEX KEY: 0001130636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08308
FILM NUMBER: 15555467
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-01-26
0000016099
LUBYS INC
LUB
0001130636
PAPPAS CHRISTOPHER JAMES
13111 NORTHWEST FREEWAY
SUITE 600
HOUSTON
TX
77040
1
1
1
President and CEO
Common Stock
2015-01-26
4
P
0
3500
4.46
A
3472943
D
Common Stock
2015-01-26
4
P
0
800
4.53
A
3473743
D
Common Stock
2015-01-26
4
P
0
654
4.57
A
3474397
D
Common Stock
2015-01-27
4
P
0
100
4.74
A
3474497
D
Common Stock
2015-01-27
4
P
0
14805
4.75
A
3489302
D
Common Stock
1067197
I
By Pappas Restaurants Inc.
The reporting person purchased $5,000,000 in aggregate principal amount of convertible subordinated promissory notes in 2001 for the face amount of such notes. The reporting person converted $5,000,000 in aggregate principal amount of convertible subordinated promissory notes on August 31, 2005, at a conversion price of $3.10 per share, resulting in his acquisition of 1,612,903 shares of common stock. No cash consideration was paid or received by the reporting person as a result of such conversion.
/s/ Christopher J. Pappas
2015-01-28