0001127602-15-003069.txt : 20150128 0001127602-15-003069.hdr.sgml : 20150128 20150128165327 ACCESSION NUMBER: 0001127602-15-003069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150126 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPPAS CHRISTOPHER JAMES CENTRAL INDEX KEY: 0001130636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 15555467 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-01-26 0000016099 LUBYS INC LUB 0001130636 PAPPAS CHRISTOPHER JAMES 13111 NORTHWEST FREEWAY SUITE 600 HOUSTON TX 77040 1 1 1 President and CEO Common Stock 2015-01-26 4 P 0 3500 4.46 A 3472943 D Common Stock 2015-01-26 4 P 0 800 4.53 A 3473743 D Common Stock 2015-01-26 4 P 0 654 4.57 A 3474397 D Common Stock 2015-01-27 4 P 0 100 4.74 A 3474497 D Common Stock 2015-01-27 4 P 0 14805 4.75 A 3489302 D Common Stock 1067197 I By Pappas Restaurants Inc. The reporting person purchased $5,000,000 in aggregate principal amount of convertible subordinated promissory notes in 2001 for the face amount of such notes. The reporting person converted $5,000,000 in aggregate principal amount of convertible subordinated promissory notes on August 31, 2005, at a conversion price of $3.10 per share, resulting in his acquisition of 1,612,903 shares of common stock. No cash consideration was paid or received by the reporting person as a result of such conversion. /s/ Christopher J. Pappas 2015-01-28