0001127602-12-031412.txt : 20121119 0001127602-12-031412.hdr.sgml : 20121119 20121119155036 ACCESSION NUMBER: 0001127602-12-031412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121115 FILED AS OF DATE: 20121119 DATE AS OF CHANGE: 20121119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gray K Scott CENTRAL INDEX KEY: 0001397317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 121214565 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-11-15 0000016099 LUBYS INC LUB 0001397317 Gray K Scott 13111 NORTHWEST FREEWAY SUITE 600 HOUSTON TX 77040 1 SVP & Chief Financial Officer Restricted Stock Unit 2012-11-15 4 A 0 33613 0 A Common Stock 33613 33613 D Employee Stock Option (Right to Buy) 5.95 2012-11-15 4 A 0 17150 0 A 2016-11-15 2022-11-15 Common Stock 17150 17150 D Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. The restricted stock units vest on November 15, 2015 or as subject to the terms of the Award Agreement. These employee stock options were granted on November 15, 2012, and will become fully vested on November 15, 2016. These stock options vest ratably over four years and become fully exercisable on November 15, 2016. /s/ K. Scott Gray 2012-11-19