0001127602-12-030069.txt : 20121107
0001127602-12-030069.hdr.sgml : 20121107
20121107171058
ACCESSION NUMBER: 0001127602-12-030069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121105
FILED AS OF DATE: 20121107
DATE AS OF CHANGE: 20121107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMERSON ARTHUR R
CENTRAL INDEX KEY: 0001227870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08308
FILM NUMBER: 121187621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBYS INC
CENTRAL INDEX KEY: 0000016099
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 741335253
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0827
BUSINESS ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: (713) 329 6800
MAIL ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: LUBYS CAFETERIAS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CAFETERIAS INC
DATE OF NAME CHANGE: 19810126
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-11-05
0000016099
LUBYS INC
LUB
0001227870
EMERSON ARTHUR R
13111 NORTHWEST FREEWAY
SUITE 600
HOUSTON
TX
77040
1
Restricted Stock
2012-11-05
4
J
0
1212
0
D
22500
D
Non Qualified Stock Option (Right to Buy)
1.98
2004-01-31
2013-01-31
Common Stock
2000
2000
D
Non Qualified Stock Option (Right to Buy)
4.47
2005-02-26
2014-02-26
Common Stock
2000
2000
D
Phantom Shares
Common Stock
11825
11825
D
Restricted Stock Unit
Common Stock
3500
3500
D
Restricted Stock Unit
Common Stock
5000
5000
D
Restricted Stock Unit
Common Stock
2000
2000
D
Non Qualified Stock Option (Right to Buy)
6.45
2006-01-20
2015-01-20
Common Stock
2000
2000
D
The grants made on April 1, 2012 and July 1, 2012 have been rescinded and the full amount of non-employee director quarterly retainer was paid in cash.
These stock options vest ratably over four years and become fully exercisable on January 31, 2007.
These shares previously reported in Table 1.
These stock options vest ratably over four years and become fully exercisable on February 26, 2008.
The Phantom Stock shares have previously been reported under prior Form 4 filings and were acquired on the reported dates based upon the market value of the Company's Common Stock on those dates.
Phantom Shares are to be converted into equivalent number of shares when the reporting person ceases to be a Director of the Company.
Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock.
The restricted stock units vest on November 18, 2013 or as subject to the terms of the Award Agreement.
The restricted stock units vest on November 17, 2014 or as subject to the terms of the Award Agreement.
The restricted stock units vest on November 19, 2012 or as subject to the terms of the Award Agreement.
These stock options vest ratably over four years and become fully exercisable on January 20, 2009.
/s/ Arthur R. Emerson
2012-11-07