0001127602-12-030041.txt : 20121107
0001127602-12-030041.hdr.sgml : 20121107
20121107164212
ACCESSION NUMBER: 0001127602-12-030041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121105
FILED AS OF DATE: 20121107
DATE AS OF CHANGE: 20121107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAPPAS HARRIS J
CENTRAL INDEX KEY: 0001240852
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08308
FILM NUMBER: 121187316
MAIL ADDRESS:
STREET 1: C/O OCEANEERING INTERNATIONAL INC
STREET 2: 11911 FM 529
CITY: HOUSTON
STATE: TX
ZIP: 77041-3011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBYS INC
CENTRAL INDEX KEY: 0000016099
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 741335253
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0827
BUSINESS ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: (713) 329 6800
MAIL ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: LUBYS CAFETERIAS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CAFETERIAS INC
DATE OF NAME CHANGE: 19810126
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-11-05
0000016099
LUBYS INC
LUB
0001240852
PAPPAS HARRIS J
13111 NORTHWEST FREEWAY
SUITE 600
HOUSTON
TX
77040
1
1
Restricted Stock
2012-11-05
4
J
0
6849
0
D
3551170
D
Common Stock
1067197
I
By Pappas Restaurants Inc.
Employee Stock Option (Right to Buy)
5.27
2009-12-09
2018-12-09
Common Stock
63000
63000
D
Employee Stock Option (Right to Buy)
3.44
2010-11-19
2019-11-19
Common Stock
50000
50000
D
Employee Stock Option (Right to Buy)
5.39
2011-11-18
2020-11-18
Common Stock
17551
17551
D
Restricted Stock Unit
Common Stock
5000
5000
D
Restricted Stock Unit
Common Stock
8776
8776
D
The grants made on April 1, 2012 and July 1, 2012 have been rescinded and the full amount of non-employee director quarterly retainer was paid in cash.
These stock options vest ratably over four years and become fully exercisable on December 9, 2012.
These stock options vest ratably over four years and become fully exercisable on November 19, 2013.
These stock options vest ratably over four years and become fully exercisable on November 18, 2014.
Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock.
The restricted stock units vest on November 17, 2014 or as subject to the terms of the Award Agreement.
The restricted stock units vest on November 18, 2013 or as subject to the terms of the Award Agreement.
/s/ Harris J. Pappas
2012-11-07