0001127602-12-030041.txt : 20121107 0001127602-12-030041.hdr.sgml : 20121107 20121107164212 ACCESSION NUMBER: 0001127602-12-030041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121105 FILED AS OF DATE: 20121107 DATE AS OF CHANGE: 20121107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAPPAS HARRIS J CENTRAL INDEX KEY: 0001240852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 121187316 MAIL ADDRESS: STREET 1: C/O OCEANEERING INTERNATIONAL INC STREET 2: 11911 FM 529 CITY: HOUSTON STATE: TX ZIP: 77041-3011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-11-05 0000016099 LUBYS INC LUB 0001240852 PAPPAS HARRIS J 13111 NORTHWEST FREEWAY SUITE 600 HOUSTON TX 77040 1 1 Restricted Stock 2012-11-05 4 J 0 6849 0 D 3551170 D Common Stock 1067197 I By Pappas Restaurants Inc. Employee Stock Option (Right to Buy) 5.27 2009-12-09 2018-12-09 Common Stock 63000 63000 D Employee Stock Option (Right to Buy) 3.44 2010-11-19 2019-11-19 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 5.39 2011-11-18 2020-11-18 Common Stock 17551 17551 D Restricted Stock Unit Common Stock 5000 5000 D Restricted Stock Unit Common Stock 8776 8776 D The grants made on April 1, 2012 and July 1, 2012 have been rescinded and the full amount of non-employee director quarterly retainer was paid in cash. These stock options vest ratably over four years and become fully exercisable on December 9, 2012. These stock options vest ratably over four years and become fully exercisable on November 19, 2013. These stock options vest ratably over four years and become fully exercisable on November 18, 2014. Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. The restricted stock units vest on November 17, 2014 or as subject to the terms of the Award Agreement. The restricted stock units vest on November 18, 2013 or as subject to the terms of the Award Agreement. /s/ Harris J. Pappas 2012-11-07