0000016099-18-000123.txt : 20181030
0000016099-18-000123.hdr.sgml : 20181030
20181030164109
ACCESSION NUMBER: 0000016099-18-000123
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181022
FILED AS OF DATE: 20181030
DATE AS OF CHANGE: 20181030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coutee Benjamin T
CENTRAL INDEX KEY: 0001518962
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08308
FILM NUMBER: 181147442
MAIL ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUBYS INC
CENTRAL INDEX KEY: 0000016099
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 741335253
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: (713) 329 6800
MAIL ADDRESS:
STREET 1: 13111 NORTHWEST FREEWAY
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: LUBYS CAFETERIAS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: CAFETERIAS INC
DATE OF NAME CHANGE: 19810126
3
1
wf-form3_154093203714450.xml
FORM 3
X0206
3
2018-10-22
0
0000016099
LUBYS INC
LUB
0001518962
Coutee Benjamin T
13111 NORTHWEST FREEWAY
600
HOUSTON
TX
77040
0
1
0
0
Chief Operating Officer
Employee Stock Option (Right to Buy)
5.34
2012-04-20
2021-04-20
Common Stock
8000.0
D
Employee Stock Option (Right to Buy)
4.42
2012-11-15
2021-11-15
Common Stock
4664.0
D
Employee Stock Option (Right to Buy)
5.95
2013-11-15
2018-11-15
Common Stock
12862.0
D
Employee Stock Option (Right to Buy)
4.49
2016-01-23
2025-01-23
Common Stock
58994.0
D
Non Qualified Stock Option (Right to Buy)
4.49
2016-01-23
2025-01-23
Common Stock
22973.0
D
Employee Stock Option (Right to Buy)
4.89
2017-11-11
2025-11-11
Common Stock
3269.0
D
Non Qualified Stock Option (Right to Buy)
4.89
2016-11-11
2025-11-11
Common Stock
22773.0
D
Employee Stock Option (Right to Buy)
4.26
2019-11-30
2026-11-30
Common Stock
5293.0
D
Non Qualified Stock Option (Right to Buy)
4.26
2017-11-30
2026-11-30
Common Stock
15881.0
D
Employee Stock Option (Right to Buy)
2.82
2019-12-08
2027-11-30
Common Stock
23904.0
D
Non Qualified Stock Option (Right to Buy)
2.82
2018-12-08
2027-12-08
Common Stock
23905.0
D
Restricted Stock Unit
4.89
2018-11-11
Common Stock
10225.0
D
Restricted Stock Unit
4.26
2019-11-30
Common Stock
8803.0
D
Restricted Stock Unit
2.82
2020-12-08
Common Stock
17730.0
D
This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 4/20/2011, as follows: 2,000 shares on 4/20/2012, 2,000 shares on 4/20/2013, 2,000 shares on 4/20/2014, and 2,000 shares on 4/20/2015.
This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 11/15/2011, as follows: 1,166 shares on 11/15/2012, 1,166 shares on 11/15/2013, 1,166 shares on 11/15/2014, and 1,166 shares on 11/15/2015.
This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 11/15/2012, as follows: 3,216 shares on 11/15/2013, 3,215 shares on 11/15/2014, 3,216 shares on 11/15/2015, and 3,215 shares on 11/15/2016.
This option becomes exerciable, beginning on the first anniversary of the grant date of 01/23/2015, as follows: 18,011 on 01/23/2016, 20,491 on 01/23/2017, and 20,492 on 01/23/2018.
This option becomes exerciable on 01/23/2016.
This option becomes exerciable as follows: 1,635 on 11/11/2017 and 1,634 on 11/11/2018.
This option becomes exerciable as follows: 13,021 on 11/11/2016, 4,876 on 11/11/2017, and 4,876 on 11/11/2018.
This options becomes exercisable on 11/30/2019.
This option becomes exerciable as follows: 10,587 on 11/30/2017 and 5,294 on 11/30/2018.
This option becomes exerciable as follows: 11,952 on 12/08/2019 and 11,952 on 12/08/2020.
This option becomes exercisable on 12/08/2018.
The security fully vests at time granted and remains restricted until the earlier of 11/11/2018 or the date of the officer's resignation or retirement.
The security fully vests at time granted and remains restricted until the earlier of 11/30/2019 or the date of the officer's resignation or retirement.
The security fully vests at time granted and remains restricted until the earlier of 12/08/2020 or the date of the officer's resignation or retirement.
Benjamin T Coutee
2018-10-30