0000016099-18-000123.txt : 20181030 0000016099-18-000123.hdr.sgml : 20181030 20181030164109 ACCESSION NUMBER: 0000016099-18-000123 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181022 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coutee Benjamin T CENTRAL INDEX KEY: 0001518962 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 181147442 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 3 1 wf-form3_154093203714450.xml FORM 3 X0206 3 2018-10-22 0 0000016099 LUBYS INC LUB 0001518962 Coutee Benjamin T 13111 NORTHWEST FREEWAY 600 HOUSTON TX 77040 0 1 0 0 Chief Operating Officer Employee Stock Option (Right to Buy) 5.34 2012-04-20 2021-04-20 Common Stock 8000.0 D Employee Stock Option (Right to Buy) 4.42 2012-11-15 2021-11-15 Common Stock 4664.0 D Employee Stock Option (Right to Buy) 5.95 2013-11-15 2018-11-15 Common Stock 12862.0 D Employee Stock Option (Right to Buy) 4.49 2016-01-23 2025-01-23 Common Stock 58994.0 D Non Qualified Stock Option (Right to Buy) 4.49 2016-01-23 2025-01-23 Common Stock 22973.0 D Employee Stock Option (Right to Buy) 4.89 2017-11-11 2025-11-11 Common Stock 3269.0 D Non Qualified Stock Option (Right to Buy) 4.89 2016-11-11 2025-11-11 Common Stock 22773.0 D Employee Stock Option (Right to Buy) 4.26 2019-11-30 2026-11-30 Common Stock 5293.0 D Non Qualified Stock Option (Right to Buy) 4.26 2017-11-30 2026-11-30 Common Stock 15881.0 D Employee Stock Option (Right to Buy) 2.82 2019-12-08 2027-11-30 Common Stock 23904.0 D Non Qualified Stock Option (Right to Buy) 2.82 2018-12-08 2027-12-08 Common Stock 23905.0 D Restricted Stock Unit 4.89 2018-11-11 Common Stock 10225.0 D Restricted Stock Unit 4.26 2019-11-30 Common Stock 8803.0 D Restricted Stock Unit 2.82 2020-12-08 Common Stock 17730.0 D This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 4/20/2011, as follows: 2,000 shares on 4/20/2012, 2,000 shares on 4/20/2013, 2,000 shares on 4/20/2014, and 2,000 shares on 4/20/2015. This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 11/15/2011, as follows: 1,166 shares on 11/15/2012, 1,166 shares on 11/15/2013, 1,166 shares on 11/15/2014, and 1,166 shares on 11/15/2015. This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 11/15/2012, as follows: 3,216 shares on 11/15/2013, 3,215 shares on 11/15/2014, 3,216 shares on 11/15/2015, and 3,215 shares on 11/15/2016. This option becomes exerciable, beginning on the first anniversary of the grant date of 01/23/2015, as follows: 18,011 on 01/23/2016, 20,491 on 01/23/2017, and 20,492 on 01/23/2018. This option becomes exerciable on 01/23/2016. This option becomes exerciable as follows: 1,635 on 11/11/2017 and 1,634 on 11/11/2018. This option becomes exerciable as follows: 13,021 on 11/11/2016, 4,876 on 11/11/2017, and 4,876 on 11/11/2018. This options becomes exercisable on 11/30/2019. This option becomes exerciable as follows: 10,587 on 11/30/2017 and 5,294 on 11/30/2018. This option becomes exerciable as follows: 11,952 on 12/08/2019 and 11,952 on 12/08/2020. This option becomes exercisable on 12/08/2018. The security fully vests at time granted and remains restricted until the earlier of 11/11/2018 or the date of the officer's resignation or retirement. The security fully vests at time granted and remains restricted until the earlier of 11/30/2019 or the date of the officer's resignation or retirement. The security fully vests at time granted and remains restricted until the earlier of 12/08/2020 or the date of the officer's resignation or retirement. Benjamin T Coutee 2018-10-30