0000016099-16-000080.txt : 20161202 0000016099-16-000080.hdr.sgml : 20161202 20161202165959 ACCESSION NUMBER: 0000016099-16-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (713) 329 6800 MAIL ADDRESS: STREET 1: 13111 NORTHWEST FREEWAY STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROPOLI PETER CENTRAL INDEX KEY: 0001225585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 162031772 4 1 wf-form4_148071598567338.xml FORM 4 X0306 4 2016-11-30 0 0000016099 LUBYS INC LUB 0001225585 TROPOLI PETER 13111 NORTHWEST FREEWAY SUITE 600 HOUSTON TX 77040 1 1 0 0 Chief Operating Officer Employee Stock Option (Right to Buy) 4.26 2016-11-30 4 A 0 63523 0 A 2019-11-30 2026-11-30 Common Stock 63523.0 63523 D Restricted Stock Unit 2016-11-30 4 A 0 26408 0 A Common Stock 26408.0 26408 D These employee stock options were granted on November 30, 2016, and will become fully vested on November 30, 2019. These stock options vest as follows: 50% on the first anniversary of the grant date, 25% on the second anniversary of the grant date and 25% on the third anniversary of the grant date. Each restricted stock unit represents a conditional right to receive one share of the Company's Common Stock. The restricted stock units vest on November 30, 2019 or as subject to the terms of the Award Agreement. /s/ Peter A. Tropoli 2016-12-02