-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6JBZXgxgVWpuol2jNpOSUVsU/FLaFJV1vhHWzTLhNqMNSlDWTA16TGgkhm1HbeX 7E+yy6kYr+UtCfqJaX5JgA== 0000016099-03-000021.txt : 20030710 0000016099-03-000021.hdr.sgml : 20030710 20030710153141 ACCESSION NUMBER: 0000016099-03-000021 CONFORMED SUBMISSION TYPE: 11-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LUBYS INC CENTRAL INDEX KEY: 0000016099 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 741335253 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 11-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08308 FILM NUMBER: 03781920 BUSINESS ADDRESS: STREET 1: 2211 NE LOOP 410 STREET 2: P O BOX 33069 CITY: SAN ANTONIO STATE: TX ZIP: 78265-3069 BUSINESS PHONE: 2106549000 MAIL ADDRESS: STREET 1: P O BOX 33069 CITY: SAN ANTONIO STATE: TX ZIP: 78265-3069 FORMER COMPANY: FORMER CONFORMED NAME: LUBYS CAFETERIAS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAFETERIAS INC DATE OF NAME CHANGE: 19810126 11-K/A 1 a120211k.htm AMENDMENT NO. 1 TO FORM 11-K Form 11-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

 

 

FORM 11-K/A

Amendment No. 1

 

ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

 

 

 

(Mark One)

[X]

Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934

For the fiscal year ended:

December 31, 2002

 

OR

 

[  ]

Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934

 

For the Transition Period From _____ to _____

 

 

Commission file number 333-19283

 

Luby's Savings and Investment Plan
(Full title of the plan)

 

2211 Northeast Loop 410
San Antonio, Texas 78217

(Address of principal executive office)

 

 

 

SIGNATURE

The Plan.  Pursuant to the requirements of the Securities Exchange Act of 1934, the administrator of the plan has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

LUBY'S SAVINGS AND INVESTMENT PLAN.

Date:           July 8, 2003

By:

/s/Peter Tropoli

Peter Tropoli

Senior Vice President-Administration

 

Explanatory Note:  This Amendment No. 1 to Form 11-K/A is being filed to include certain information as Exhibits that was not included in the original filing of such form on June 27, 2003.  The remainder of the information contained in the Report on Form 11-K for the fiscal year ended December 31, 2002, originally filed on June 27, 2003, is not amended hereby and shall be as set forth in the original filing.

 

EXHIBIT INDEX

99.1

  

Certification by the CEO pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     

99.2

  

Certification by the CFO pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
EX-99 3 e99-111k.htm SECTION 906 CERTIFICATION BY CEO Exhibit 99.1

Exhibit 99.1

Certification Pursuant to
18 U.S.C. Section 1350,
As Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002

In connection with the Annual Report on Form 11-K for the Luby's Savings and Investment Plan for the year ended December 31, 2002, as filed with the Securities and Exchange Commission on June 27, 2003, I, Christopher J. Pappas, President and Chief Executive Officer of the Company, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

(1)  The report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)  The information contained in the report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date:

July 8, 2003

 

/s/Christopher J. Pappas

 

 

 

Christopher J. Pappas

 

 

 

President and

 

 

 

Chief Executive Officer

 

A signed original of this written statement required by Section 906 has been provided to Luby's, Inc. and will be retained by Luby's, Inc. and furnished to the Securities and Exchange Commission upon request.

 EX-99 4 e99-211k.htm SECTION 906 CERTIFICATION BY CFO Exhibit 99.2

Exhibit 99.2

Certification Pursuant to
18 U.S.C. Section 1350,
As Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002

In connection with the Annual Report on Form 11-K for the Luby's Savings and Investment Plan for the year ended December 31, 2002, as filed with the Securities and Exchange Commission on June 27, 2003, I, Ernest Pekmezaris, Senior Vice President and Chief Financial Officer of the Company, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

(1)  The report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2)  The information contained in the report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

 

Date:

July 8, 2003

 

/s/Ernest Pekmezaris

 

 

 

Ernest Pekmezaris

 

 

 

Senior Vice President and

 

 

 

Chief Financial Officer

 

A signed original of this written statement required by Section 906 has been provided to Luby's, Inc. and will be retained by Luby's, Inc. and furnished to the Securities and Exchange Commission upon request.

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