0001213900-19-018708.txt : 20190923
0001213900-19-018708.hdr.sgml : 20190923
20190923191911
ACCESSION NUMBER: 0001213900-19-018708
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190909
FILED AS OF DATE: 20190923
DATE AS OF CHANGE: 20190923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mutrie James E.
CENTRAL INDEX KEY: 0001609860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39004
FILM NUMBER: 191108982
MAIL ADDRESS:
STREET 1: 3141 HOOD STREET, SUITE 500
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Switchback Energy Acquisition Corp
CENTRAL INDEX KEY: 0001777393
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5949 SHERRY LANE
STREET 2: SUITE 1010
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: (972) 514-9535
MAIL ADDRESS:
STREET 1: 5949 SHERRY LANE
STREET 2: SUITE 1010
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-09-09
0
0001777393
Switchback Energy Acquisition Corp
SBE.U
0001609860
Mutrie James E.
5949 SHERRY LANE, SUITE 1010
DALLAS
TX
75225
1
1
1
0
CCO, GC & Secretary
Class B Common Stock
2019-09-09
4
J
0
772059
D
Class A Common Stock
772059
7772941
I
See footnote
The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
The Class B Common Stock owned by NGP Switchback, LLC included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-232501). Because the underwriters exercised their over-allotment option in part, NGP Switchback, LLC forfeited 772,059 shares of Class B Common Stock on September 9, 2019 for cancellation by the Issuer.
NGP Switchback, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the shares held directly by NGP Switchback, LLC.
/s/ James E. Mutrie
2019-09-23