0001609351-18-000012.txt : 20180122
0001609351-18-000012.hdr.sgml : 20180122
20180122190440
ACCESSION NUMBER: 0001609351-18-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180118
FILED AS OF DATE: 20180122
DATE AS OF CHANGE: 20180122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: High Katherine A
CENTRAL INDEX KEY: 0001631248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36819
FILM NUMBER: 18540800
MAIL ADDRESS:
STREET 1: 3737 MARKET STREET
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Therapeutics, Inc.
CENTRAL INDEX KEY: 0001609351
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 462654405
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3737 MARKET STREET
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 888-772-7560
MAIL ADDRESS:
STREET 1: 3737 MARKET STREET
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4
1
wf-form4_151666586678662.xml
FORM 4
X0306
4
2018-01-18
0
0001609351
Spark Therapeutics, Inc.
ONCE
0001631248
High Katherine A
C/O SPARK THERAPEUTICS, INC.
3737 MARKET STREET, SUITE 1300
PHILADELPHIA
PA
19104
1
1
0
0
See Remarks
Common Stock
2018-01-18
4
M
0
2250
A
212250
D
Common Stock
2018-01-18
4
F
0
791
50.55
D
211459
D
Employee Stock Option (right to buy)
50.55
2018-01-18
4
A
0
31500
0
A
2028-01-17
Common Stock
31500.0
31500
D
Restricted Stock Units
2018-01-18
4
A
0
9000
0
A
Common Stock
9000.0
9000
D
Restricted Stock Units
2018-01-18
4
M
0
2250
0
D
Common Stock
2250.0
6750
D
Each restricted stock unit converted into one share of Spark Therapeutics common stock.
25% vests January 18, 2019 and the remainder vests in equal annual installments over the following three years.
Each restricted stock unit represents a contingent right to receive one share of Spark Therapeutic common stock.
The restricted stock units vest in four equal annual installments beginning January 18, 2019. Vested shares will be delivered to the reporting person annually on the vesting date.
On January 18, 2017, the reporting person was granted 9,000 restricted stock units that vest in four equal annual installments beginning January 18, 2018. Vested shares will be delivered to the reporting person annually on the vesting date.
/s/ Joseph W. La Barge, attorney-in-fact for Katherine A. High
2018-01-18