0001609351-18-000012.txt : 20180122 0001609351-18-000012.hdr.sgml : 20180122 20180122190440 ACCESSION NUMBER: 0001609351-18-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180122 DATE AS OF CHANGE: 20180122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: High Katherine A CENTRAL INDEX KEY: 0001631248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36819 FILM NUMBER: 18540800 MAIL ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Therapeutics, Inc. CENTRAL INDEX KEY: 0001609351 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462654405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 888-772-7560 MAIL ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 4 1 wf-form4_151666586678662.xml FORM 4 X0306 4 2018-01-18 0 0001609351 Spark Therapeutics, Inc. ONCE 0001631248 High Katherine A C/O SPARK THERAPEUTICS, INC. 3737 MARKET STREET, SUITE 1300 PHILADELPHIA PA 19104 1 1 0 0 See Remarks Common Stock 2018-01-18 4 M 0 2250 A 212250 D Common Stock 2018-01-18 4 F 0 791 50.55 D 211459 D Employee Stock Option (right to buy) 50.55 2018-01-18 4 A 0 31500 0 A 2028-01-17 Common Stock 31500.0 31500 D Restricted Stock Units 2018-01-18 4 A 0 9000 0 A Common Stock 9000.0 9000 D Restricted Stock Units 2018-01-18 4 M 0 2250 0 D Common Stock 2250.0 6750 D Each restricted stock unit converted into one share of Spark Therapeutics common stock. 25% vests January 18, 2019 and the remainder vests in equal annual installments over the following three years. Each restricted stock unit represents a contingent right to receive one share of Spark Therapeutic common stock. The restricted stock units vest in four equal annual installments beginning January 18, 2019. Vested shares will be delivered to the reporting person annually on the vesting date. On January 18, 2017, the reporting person was granted 9,000 restricted stock units that vest in four equal annual installments beginning January 18, 2018. Vested shares will be delivered to the reporting person annually on the vesting date. /s/ Joseph W. La Barge, attorney-in-fact for Katherine A. High 2018-01-18