0000950103-16-014955.txt : 20160721 0000950103-16-014955.hdr.sgml : 20160721 20160721180955 ACCESSION NUMBER: 0000950103-16-014955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160721 FILED AS OF DATE: 20160721 DATE AS OF CHANGE: 20160721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C1 Financial, Inc. CENTRAL INDEX KEY: 0001609132 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 464241720 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 5TH STREET SOUTH CITY: ST. PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: (877) 266-2265 MAIL ADDRESS: STREET 1: 100 5TH STREET SOUTH CITY: ST. PETERSBURG STATE: FL ZIP: 33701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faria de Lima Marcelo CENTRAL INDEX KEY: 0001613370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36595 FILM NUMBER: 161778173 MAIL ADDRESS: STREET 1: C1 FINANCIAL, INC. STREET 2: 100 5TH STREET SOUTH CITY: ST. PETERSBURG STATE: FL ZIP: 33701 4 1 dp67319_4-delima.xml FORM 4 X0306 4 2016-07-21 1 0001609132 C1 Financial, Inc. BNK 0001613370 Faria de Lima Marcelo C1 FINANCIAL, INC. 100 5TH STREET SOUTH ST. PETERSBURG FL 33701 1 0 1 0 Common Stock 2016-07-21 4 D 0 3447948 D 0 I By CBM Holdings Qualified Family, L.P. As of the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 9, 2015 (the "Merger Agreement"), by and among the Issuer, C1 Bank, a Florida state bank and wholly-owned subsidiary of Issuer, Bank of the Ozarks, Inc., an Arkansas corporation ("OZRK"), and Bank of the Ozarks, an Arkansas state banking corporation and a wholly-owned subsidiary of OZRK, each share of the Issuer's common stock held by the reporting person was disposed of pursuant to the Merger Agreement in exchange for 0.6283 shares of OZRK common stock. /s/ Trevor R. Burgess, Attorney-In-Fact 2016-07-21