0000950103-16-014949.txt : 20160721 0000950103-16-014949.hdr.sgml : 20160721 20160721180604 ACCESSION NUMBER: 0000950103-16-014949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160721 FILED AS OF DATE: 20160721 DATE AS OF CHANGE: 20160721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C1 Financial, Inc. CENTRAL INDEX KEY: 0001609132 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 464241720 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 5TH STREET SOUTH CITY: ST. PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: (877) 266-2265 MAIL ADDRESS: STREET 1: 100 5TH STREET SOUTH CITY: ST. PETERSBURG STATE: FL ZIP: 33701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burghardt Phillip L CENTRAL INDEX KEY: 0001613254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36595 FILM NUMBER: 161778142 MAIL ADDRESS: STREET 1: C1 FINANCIAL, INC. STREET 2: 100 5TH STREET SOUTH CITY: ST. PETERSBURG STATE: FL ZIP: 33701 4 1 dp67314_4-pburghardt.xml FORM 4 X0306 4 2016-07-21 1 0001609132 C1 Financial, Inc. BNK 0001613254 Burghardt Phillip L C/O C1 FINANCIAL, INC. 100 5TH STREET SOUTH ST. PETERSBURG FL 33701 1 0 0 0 Common Stock 2016-07-21 4 D 0 120369 D 0 D Common Stock 2016-07-21 4 D 0 62710 D 0 I By PDG Electric, LLP As of the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 9, 2015 (the "Merger Agreement"), by and among the Issuer, C1 Bank, a Florida state bank and wholly-owned subsidiary of Issuer, Bank of the Ozarks, Inc., an Arkansas corporation ("OZRK"), and Bank of the Ozarks, an Arkansas state banking corporation and a wholly-owned subsidiary of OZRK, each share of the Issuer's common stock held by the reporting person was disposed of pursuant to the Merger Agreement in exchange for 0.6283 shares of OZRK common stock. Shares held by Mr. Burghardt include the total amount of shares of C1 Financial owned by PDG Electric, a Florida partnership. Mr. Burghardt disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein. Please note that due to a clerical error in Mr. Burghardt's Form 3, the number of securities held indirectly was reported as 62,170 shares. The correct number of shares held indirectly as of the date of the Form 3 is 62,710. /s/ Trevor R. Burgess, Attorney-In-Fact 2016-07-21