0000950103-16-014949.txt : 20160721
0000950103-16-014949.hdr.sgml : 20160721
20160721180604
ACCESSION NUMBER: 0000950103-16-014949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160721
FILED AS OF DATE: 20160721
DATE AS OF CHANGE: 20160721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: C1 Financial, Inc.
CENTRAL INDEX KEY: 0001609132
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 464241720
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 5TH STREET SOUTH
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33701
BUSINESS PHONE: (877) 266-2265
MAIL ADDRESS:
STREET 1: 100 5TH STREET SOUTH
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burghardt Phillip L
CENTRAL INDEX KEY: 0001613254
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36595
FILM NUMBER: 161778142
MAIL ADDRESS:
STREET 1: C1 FINANCIAL, INC.
STREET 2: 100 5TH STREET SOUTH
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33701
4
1
dp67314_4-pburghardt.xml
FORM 4
X0306
4
2016-07-21
1
0001609132
C1 Financial, Inc.
BNK
0001613254
Burghardt Phillip L
C/O C1 FINANCIAL, INC.
100 5TH STREET SOUTH
ST. PETERSBURG
FL
33701
1
0
0
0
Common Stock
2016-07-21
4
D
0
120369
D
0
D
Common Stock
2016-07-21
4
D
0
62710
D
0
I
By PDG Electric, LLP
As of the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 9, 2015 (the "Merger Agreement"), by and among the Issuer, C1 Bank, a Florida state bank and wholly-owned subsidiary of Issuer, Bank of the Ozarks, Inc., an Arkansas corporation ("OZRK"), and Bank of the Ozarks, an Arkansas state banking corporation and a wholly-owned subsidiary of OZRK, each share of the Issuer's common stock held by the reporting person was disposed of pursuant to the Merger Agreement in exchange for 0.6283 shares of OZRK common stock.
Shares held by Mr. Burghardt include the total amount of shares of C1 Financial owned by PDG Electric, a Florida partnership. Mr. Burghardt disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein. Please note that due to a clerical error in Mr. Burghardt's Form 3, the number of securities held indirectly was reported as 62,170 shares. The correct number of shares held indirectly as of the date of the Form 3 is 62,710.
/s/ Trevor R. Burgess, Attorney-In-Fact
2016-07-21