0001609065-16-000066.txt : 20160504 0001609065-16-000066.hdr.sgml : 20160504 20160504165026 ACCESSION NUMBER: 0001609065-16-000066 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160504 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pathfinder Bancorp, Inc. CENTRAL INDEX KEY: 0001609065 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161540137 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36695 FILM NUMBER: 161620154 BUSINESS ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 BUSINESS PHONE: (315) 343-0057 MAIL ADDRESS: STREET 1: 214 WEST FIRST STREET CITY: OSWEGO STATE: NY ZIP: 13126 8-K 1 form8k.htm VOTING RESULTS AT 2016 ANNUAL MEETING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  May 4, 2016


  

PATHFINDER BANCORP, INC.
(Exact name of Registrant as specified in its charter)

Commission File Number: 001-36695

Maryland
38-3941859
(State or Other Jurisdiction of Incorporation or Organization)
(I.R.S. Employer Identification Number)

214 West First Street, Oswego, NY 13126
(Address of Principal Executive Office) (Zip Code)

(315) 343-0057
(Issuer's Telephone Number including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:


☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4c under the Exchange Act (17 CFR 240.13e-4c))


Item 5.07.  Submission of Matters to a Vote of Security Holders.

 The 2016 Annual Meeting of Shareholders of Pathfinder Bancorp, Inc. was held on May 4, 2016.  At the 2016 Annual Meeting, shareholders approved all of the proposals which included (i) the election of four directors, each for a three-year term and until their successors have been elected and qualified; (ii) the Pathfinder Bancorp, Inc. 2016 Equity Incentive Plan and (iii) the ratification of the appointment of Bonadio & Company, LLP, as the independent registered public accounting firm for the year ending December 31, 2016.
 
The following table reflects the tabulation of votes with respect to the election of four directors at the 2016 Annual Meeting:

 
   
Number of Votes
  
Name of Director
  
For
    
Withheld
    
Broker Non-Votes
  
David A. Ayoub
    
2,352,563
      
62,253
      
1,634,611
  
Adam C. Gagas
    
2,336,812
      
78,004
      
1,634,611
  
John F. Sharkey, III
    
2,352,563
      
62,253
      
1,634,611
  
Melanie Littlejohn
    
2,282,327
      
132,489
      
1,634,611
  

The following table reflects the tabulation of votes with respect to the 2016 Equity Incentive Plan:
 
For
  
Against
  
Abstain
  
Broker Non-Votes
  
       
   
2,223,798
      
181,066
      
9,952
      
1,634,611
  
 

 
The following table reflects the tabulation of votes with respect to the approval of the ratification of Bonadio & Company, LLP, as our independent registered public accounting firm for the year ending December 31, 2016:
 
 
For
    
Against
    
Abstain
  
         
 
4,008,922
      
31,982
      
8,523
  


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

PATHFINDER BANCORP, INC.



Date:  May 4, 2016
By: /s/ Thomas W. Schneider
 
Thomas W. Schneider
 
President and Chief Executive Officer