The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME F COM | COM | 003009107 | 198 | 58,675 | SH | SOLE | NONE | 0 | 0 | 58,675 | |
ABERDEEN GLOBAL DYNAMIC DIVID COM | COM | 00302M106 | 161 | 14,332 | SH | SOLE | NONE | 0 | 0 | 14,333 | |
ABERDEEN TOTAL DYNAMIC DIVD FD COM SH BEN INT | COM SH BEN INT | 00326L100 | 221 | 23,046 | SH | SOLE | NONE | 0 | 0 | 23,046 | |
ALLIANCEBERNSTEIN GLOBAL HIGH COM | COM | 01879R106 | 187 | 16,688 | SH | SOLE | NONE | 0 | 0 | 16,688 | |
ALLSPRING INCOME OPPORTUNIT INC OPPTY FD | INC OPPTY FD | 94987B105 | 178 | 22,387 | SH | SOLE | NONE | 0 | 0 | 22,387 | |
BARINGS GLOBAL SHORT DURATION COM | COM | 06760L100 | 171 | 10,988 | SH | SOLE | NONE | 0 | 0 | 10,989 | |
BLACKROCK ENHANCED GLOBAL DIVI COM | COM | 092501105 | 196 | 17,313 | SH | SOLE | NONE | 0 | 0 | 17,313 | |
BLACKROCK MUN INCOME TR SH BEN INT | SH BEN INT | 09248F109 | 165 | 13,482 | SH | SOLE | NONE | 0 | 0 | 13,483 | |
BLACKROCK MUNI INCOME TR II COM | COM | 09249N101 | 173 | 14,067 | SH | SOLE | NONE | 0 | 0 | 14,067 | |
BLACKROCK MUNIHOLDINGS FD INC COM | COM | 09253N104 | 153 | 10,701 | SH | SOLE | NONE | 0 | 0 | 10,702 | |
BLACKROCK MUNIVEST FD INC COM | COM | 09253R105 | 172 | 20,938 | SH | SOLE | NONE | 0 | 0 | 20,938 | |
BLACKROCK MUNIYIELD FD INC COM | COM | 09253W104 | 178 | 14,065 | SH | SOLE | NONE | 0 | 0 | 14,065 | |
BLACKROCK MUNIYIELD QUALITY FD COM | COM | 09254E103 | 182 | 14,423 | SH | SOLE | NONE | 0 | 0 | 14,423 | |
BNY MELLON HIGH YIELD STRATEGI SH BEN INT | SH BEN INT | 09660L105 | 174 | 62,656 | SH | SOLE | NONE | 0 | 0 | 62,657 | |
BNY MELLON STRATEGIC MUN BD FD COM | COM | 09662E109 | 166 | 23,548 | SH | SOLE | NONE | 0 | 0 | 23,548 | |
BNY MELLON STRATEGIC MUNS INC COM | COM | 05588W108 | 171 | 23,770 | SH | SOLE | NONE | 0 | 0 | 23,771 | |
CREDIT SUISSE HIGH YIELD BD FD SH BEN INT | SH BEN INT | 22544F103 | 169 | 77,614 | SH | SOLE | NONE | 0 | 0 | 77,614 | |
DOUBLELINE INCOME SOLUTIONS FD COM | COM | 258622109 | 242 | 16,643 | SH | SOLE | NONE | 0 | 0 | 16,643 | |
DWS MUN INCOME TR COM | COM | 233368109 | 168 | 16,134 | SH | SOLE | NONE | 0 | 0 | 16,135 | |
DWS STRATEGIC MUN INCOME TR NE COM | COM | 23342Q101 | 153 | 14,792 | SH | SOLE | NONE | 0 | 0 | 14,793 | |
EATON VANCE MUN BD FD COM | COM | 27827X101 | 184 | 16,034 | SH | SOLE | NONE | 0 | 0 | 16,034 | |
EATON VANCE MUNI INCOME TRUST SH BEN INT | SH BEN INT | 27826U108 | 175 | 14,772 | SH | SOLE | NONE | 0 | 0 | 14,773 | |
GDL FD COM SH BEN IT | COM SH BEN IT | 361570104 | 164 | 19,033 | SH | SOLE | NONE | 0 | 0 | 19,033 | |
HIGHLAND INCOME FD HIGHLAND INCOME | HIGHLAND INCOME | 43010E404 | 212 | 17,734 | SH | SOLE | NONE | 0 | 0 | 17,734 | |
INVESCO HIGH INCOME TR II COM | COM | 46131F101 | 155 | 12,524 | SH | SOLE | NONE | 0 | 0 | 12,524 | |
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF | OPTIMUM YIELD | 46090F100 | 11,938 | 676,763 | SH | SOLE | NONE | 0 | 0 | 676,764 | |
INVESCO SR INCOME TR COM | COM | 46131H107 | 203 | 47,578 | SH | SOLE | NONE | 0 | 0 | 47,578 | |
ISHARES MSCI EAFE VALUE ETF | EAFE VALUE ETF | 464288877 | 5,970 | 118,787 | SH | SOLE | NONE | 0 | 0 | 118,787 | |
ISHARES RUSSELL 1000 GROWTH ETF | RUS 1000 GRW ETF | 464287614 | 2,885 | 10,390 | SH | SOLE | NONE | 0 | 0 | 10,390 | |
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 12,233 | 73,701 | SH | SOLE | NONE | 0 | 0 | 73,702 | |
ISHARES U.S. TREASURY BOND ETF | US TREAS BD ETF | 46429B267 | 632 | 25,356 | SH | SOLE | NONE | 0 | 0 | 25,357 | |
JAPAN SMALLER CAPITALIZATION F COM | COM | 47109U104 | 149 | 20,865 | SH | SOLE | NONE | 0 | 0 | 20,866 | |
JPMORGAN U.S. QUALITY FACTOR ETF | US QUALTY FCTR | 46641Q761 | 5,259 | 122,649 | SH | SOLE | NONE | 0 | 0 | 122,649 | |
MFS MUN INCOME TR SH BEN INT | SH BEN INT | 552738106 | 152 | 24,796 | SH | SOLE | NONE | 0 | 0 | 24,796 | |
MICROSOFT | COM | 594918104 | 277 | 900 | SH | SOLE | NONE | 0 | 0 | 900 | |
MORGAN STANLEY EMKT DBT FD INC COM | COM | 61744H105 | 154 | 19,850 | SH | SOLE | NONE | 0 | 0 | 19,851 | |
NUVEEN AMT-FREE MUN VALUE FD COM | COM | 670695105 | 152 | 10,280 | SH | SOLE | NONE | 0 | 0 | 10,281 | |
NUVEEN DOW 30 DYNMC OVERWRT FD SHS | SHS | 67075F105 | 206 | 12,183 | SH | SOLE | NONE | 0 | 0 | 12,183 | |
NUVEEN ENHANCED MUN VALUE FD COM | COM | 67074M101 | 166 | 12,692 | SH | SOLE | NONE | 0 | 0 | 12,692 | |
NUVEEN SELECT TAX-FREE INCOME SH BEN INT | SH BEN INT | 67062F100 | 177 | 12,233 | SH | SOLE | NONE | 0 | 0 | 12,234 | |
NUVEEN SR INCOME FD COM | COM | 67067Y104 | 185 | 32,509 | SH | SOLE | NONE | 0 | 0 | 32,509 | |
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 194 | 33,560 | SH | SOLE | NONE | 0 | 0 | 33,560 | |
PIMCO RAFI DYNAMIC MULTI-FACTOR EMERGING MARKETS EQUITY ETF | RAFI DYN EMERG | 72202L389 | 4,797 | 228,398 | SH | SOLE | NONE | 0 | 0 | 228,398 | |
PIONEER HIGH INCOME FUND INC COM | COM | 72369H106 | 164 | 20,248 | SH | SOLE | NONE | 0 | 0 | 20,248 | |
PIONEER MUNICIPAL HIGH INCOME COM | COM | 723762100 | 164 | 16,651 | SH | SOLE | NONE | 0 | 0 | 16,652 | |
PIONEER MUNICIPAL HIGH INCOME COM SHS | COM SHS | 723763108 | 150 | 14,332 | SH | SOLE | NONE | 0 | 0 | 14,333 | |
RYDEX ETF TRUST S&P 500 PURE VALUE | S&P500 PUR VAL | 46137V258 | 2,676 | 31,238 | SH | SOLE | NONE | 0 | 0 | 31,239 | |
SABA CAPITAL INCOME & OPRNT FD SHARES | SHARES | 78518H103 | 182 | 40,202 | SH | SOLE | NONE | 0 | 0 | 40,203 | |
SPDR PORTFOLIO AGGREGATE BOND ETF | PORTFOLIO AGRGTE | 78464A649 | 2,892 | 104,068 | SH | SOLE | NONE | 0 | 0 | 104,069 | |
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | PORTFOLIO DEVLPD | 78463X889 | 10,353 | 302,020 | SH | SOLE | NONE | 0 | 0 | 302,021 | |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 78464A375 | 11,537 | 337,843 | SH | SOLE | NONE | 0 | 0 | 337,843 | |
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF | PORTFLI INTRMDIT | 78464A672 | 3,820 | 126,109 | SH | SOLE | NONE | 0 | 0 | 126,110 | |
SPDR PORTFOLIO LONG TERM TREASURY ETF | PORTFOLIO LN TSR | 78464A664 | 1,482 | 39,191 | SH | SOLE | NONE | 0 | 0 | 39,191 | |
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | PORTFOLI S&P1500 | 78464A805 | 5,423 | 97,563 | SH | SOLE | NONE | 0 | 0 | 97,564 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | PRTFLO S&P500 VL | 78464A508 | 203 | 4,854 | SH | SOLE | NONE | 0 | 0 | 4,855 | |
SPDR PORTFOLIO SHORT TERM TREASURY ETF | PORTFOLIO SH TSR | 78468R101 | 3,457 | 116,585 | SH | SOLE | NONE | 0 | 0 | 116,585 | |
SRH TOTAL RETURN FUND INC COM | COM | 101507101 | 206 | 13,895 | SH | SOLE | NONE | 0 | 0 | 13,895 | |
TEMPLETON EMERGING MKTS FD COM | COM | 880191101 | 159 | 11,555 | SH | SOLE | NONE | 0 | 0 | 11,555 | |
VANECK J.P. MORGAN EM LOCAL CURRENCY BOND ETF | JP MRGAN EM LOC | 92189H300 | 4,165 | 154,304 | SH | SOLE | NONE | 0 | 0 | 154,305 | |
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 10,203 | 62,918 | SH | SOLE | NONE | 0 | 0 | 62,918 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 1,614 | 33,603 | SH | SOLE | NONE | 0 | 0 | 33,603 | |
VANGUARD MORTGAGE-BACKED SECURITIES ETF | MTG-BKD SECS ETF | 92206C771 | 5,552 | 110,812 | SH | SOLE | NONE | 0 | 0 | 110,813 | |
VANGUARD S&P SMALL-CAP 600 VALUE ETF | SMLCP 600 VAL | 921932778 | 4,100 | 23,136 | SH | SOLE | NONE | 0 | 0 | 23,137 | |
VANGUARD TOTAL STK MKT | TOTAL STK MKT | 922908769 | 2,128 | 9,346 | SH | SOLE | NONE | 0 | 0 | 9,347 | |
VOYA GLBL EQTY DIV & PREM OPP COM | COM | 92912T100 | 197 | 33,608 | SH | SOLE | NONE | 0 | 0 | 33,609 | |
WESTERN ASSET HIGH INCOME OPPO COM | COM | 95766K109 | 166 | 37,228 | SH | SOLE | NONE | 0 | 0 | 37,229 | |
WESTERN ASSET INTER MUNI FD IN COM | COM | 958435109 | 152 | 17,660 | SH | SOLE | NONE | 0 | 0 | 17,661 | |
WESTERN ASSET MANAGED MUNS FD COM | COM | 95766M105 | 171 | 14,694 | SH | SOLE | NONE | 0 | 0 | 14,694 | |
WESTERN ASSET MTG DEFINED OPPO COM | COM | 95790B109 | 159 | 11,924 | SH | SOLE | NONE | 0 | 0 | 11,925 |