0001608698-20-000003.txt : 20200220 0001608698-20-000003.hdr.sgml : 20200220 20200220120454 ACCESSION NUMBER: 0001608698-20-000003 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Community Capital LLC CENTRAL INDEX KEY: 0001608698 IRS NUMBER: 621788311 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00074 FILM NUMBER: 20633491 BUSINESS ADDRESS: STREET 1: 1708 MONROE AVENUE CITY: MEMPHIS STATE: TN ZIP: 38104 BUSINESS PHONE: 901-274-5666 MAIL ADDRESS: STREET 1: 1708 MONROE AVENUE CITY: MEMPHIS STATE: TN ZIP: 38104 MA-A 1 primary_doc.xml MA-A 0001608698 XXXXXXXX Pamela Z. Clary 901-274-5666 pclary@community-capital.com 12-31-2019 Y Community Capital LLC ComCap Partners ComCap Advisors, a division of Community Capital 62-1788311 866-00322-00 867-00074 1708 MONROE AVENUE MEMPHIS TN 38104 901-274-5666 Y PO Box 42188 Memphis TN 38174-2188 www.comcap-partners.com Pamela Zina Clary

1708 Monroe Avenue Memphis TN 38104

901-274-5666 901-274-8040 pclary@comcap-partners.com Archie Walter Willis

1708 Monroe Avenue Memphis TN 38104

901-274-5666 901-274-8040 awwillis@comcap-partners.com December TN 10-04-1999 N 2 1 0 0 0 3 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice On Selection Y Community Capital dba ComCap Partners also provides consulting services in the areas of affordable housing and economic and community development. The firm also is a participant in real estate development projects. Other consulting work is performed for private developers and non-profits where no municipal activities are provided. Real estate broker or dealer 1 N N N N N N N N N N N N N N N N N N Y N Y Y N N N N N N N N N N N N N N N Y N Archie Walter Willis President 10-04-1999 D Y 000000000 Pamela Zina Clary EVP-Chief Compliance Officer 07-01-2014 C Y 000000000 Alicia Thompson Willis Secretary 10-04-1999 A N 000000000 Archie Walter Willis President 10-04-1999 D Y 000000000 Pamela Zina Clary EVP-Chief Compliance Officer 07-01-2014 C Y 000000000 Alicia Thompson Willis Secretary 10-04-1999 A N 000000000 1 9-C2 9-C4 9-C5 Archie Walter Willis III N 2157724 In the Matter of J. Kenneth Alderman, et al., Admin. Proceeding File No. 3-15127 3-15127 100 F Street NE Washington DC 20549 Mr. Willis was one of eight respondents in an administrative proceeding initiated by the Securities and Exchange Commission's Division of Enforcement: In the Matter of J. Kenneth Alderman, et al., Admin. Proceeding File No. 3-15127 (Order Instituting Public Administrative and Cease-and-Desist Proceedings entered on Dec. 10, 2012; Order Making Findings and Imposing a Cease and Desist Order on entered June 13, 2013. On Dec. 10, 2012, the Division of Enforcement instituted public administrative and cease-and-desist proceedings in which it alleged that the respondents caused violations of three rules promulgated under the Investment Company Act (ICA), including Rule22c-1 under the ICA, Rule 30a-3 and Rule 38a-1 under the ICA. The Division of Enforcement and the respondents subsequently engaged in motions practice for several months. Respondents later submitted Offers of Settlement, which the Commission determined to accept. On June 13, 2013, the Commission entered an Order Making Findings and Imposing a Cease and Desist Order pursuant to Section 9(f) of the ICA (Order). In the Order, the Commission found that the respondents caused certain registered investment companies to companies to violate Rule 38a-1under the ICA. respondents were ordered to cease and desist from committing or causing any violations, or any future violations, of Rule 38a-1. 12-10-2012 Cease and Desist Mutual Fund(s) See response to Question 13. 06-13-2013 Order N Y Cease and Desist Pamela Z Clary Pamela Z Clary EVP/Compliance Officer 01-13-2020 N N Y Y N Y N N Y N N N N N N N N N N N Y