0001608376-15-000007.txt : 20151113
0001608376-15-000007.hdr.sgml : 20151113
20151113121141
ACCESSION NUMBER: 0001608376-15-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trust Asset Management LLC
CENTRAL INDEX KEY: 0001608376
IRS NUMBER: 262520456
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16188
FILM NUMBER: 151227905
BUSINESS ADDRESS:
STREET 1: 1900 ST. JAMES PLACE
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 832-308-2748
MAIL ADDRESS:
STREET 1: 1900 ST. JAMES PLACE
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001608376
XXXXXXXX
09-30-2011
09-30-2011
Trust Asset Management LLC
1900 ST. JAMES PLACE
SUITE 300
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16188
N
Riley Salyer
Director of Investment Services
832-308-2728
Riley Salyer
Houston
TX
11-13-2015
0
97
204225
false
INFORMATION TABLE
2
13F.xml
09302015 HOLDINGS
ABERDEEN ASIA-PAC INCOME FD
FND
003009107
4370
971140
SH
SOLE
971140
0
0
ABERDEEN AUSTRALIA EQUITY FD
FND
003011103
1240
231389
SH
SOLE
231389
0
0
ALCOA INC COMMON STOCK
COM
013817101
96
10000
SH
SOLE
10000
0
0
ALERIAN MLP ETF
FND
00162Q866
2789
223536
SH
SOLE
223536
0
0
ALLIANCEBERNSTEIN INC FUND
FND
01881E101
6090
774810
SH
SOLE
774810
0
0
AMERICAN CAPITAL AGENCY CORP REIT
FND
02503X105
7894
422161
SH
SOLE
422161
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
20198
1661041
SH
SOLE
1661041
0
0
AMERICAN INTERNATIONAL GROUP COMMON STOCK
COM
026874784
35
618
SH
SOLE
618
0
0
AT&T INC COMMON STOCK
COM
00206R102
1558
47835
SH
SOLE
47835
0
0
BANK OF AMERICA CORP COMMON STOCK
COM
060505104
947
60764
SH
SOLE
60764
0
0
BLACKROCK DEBT STRATEGIES FD
FND
09255R103
1165
348921
SH
SOLE
348921
0
0
BLACKROCK FLOAT RT INCOME ST
FND
09255X100
3604
278494
SH
SOLE
278494
0
0
BLACKROCK FLT RT INC
FND
091941104
3544
284848
SH
SOLE
284848
0
0
BP PLC-SPONS ADR DEPOSITORY RECEIPT
COM
055622104
94
3066
SH
SOLE
3066
0
0
BREITBURN ENERGY PARTNERS LP
MLP
106776107
15
7467
SH
SOLE
7467
0
0
BUCKEYE PARTNERS LP
MLP
118230101
820
13836
SH
SOLE
13836
0
0
CALL 100 CHESAPEAKE ENERGY CORP
CALL
165167907
225
7514
SH
SOLE
7514
0
0
CALL 100 ISHARES TR MSCI EMERGING MKTS ETF
CALL
464287234
16
429
SH
SOLE
429
0
0
CALL 100 PROSHARES TR PROSHARES ULTRASHORT
CALL
74347B901
19
212
SH
SOLE
212
0
0
CENTURYTEL INC COMMON STOCK
COM
156700106
111
4431
SH
SOLE
4431
0
0
CHESAPEAKE ENERGY CORP COMMON STOCK
COM
165167107
5546
756617
SH
SOLE
756617
0
0
CISCO SYSTEMS INC COMMON STOCK
COM
17275R102
119
4524
SH
SOLE
4524
0
0
CITIGROUP INC COMMON STOCK
COM
172967424
425
8561
SH
SOLE
8561
0
0
CRESTWOOD MIDSTREAM PARTNERS
MLP
226378107
365
59175
SH
SOLE
59175
0
0
DOUBLELINE INCOME SOLUTIONS
FND
258622109
4962
286984
SH
SOLE
286984
0
0
EATON VANCE FLOAT RT INC TR
FND
278279104
3509
264818
SH
SOLE
264818
0
0
EATON VANCE SENIOR INCOME TR
FND
27826S103
3545
603956
SH
SOLE
603956
0
0
EATON VANCE SR FLTG RATE TR
FND
27828Q105
3509
265843
SH
SOLE
265843
0
0
ELI LILLY & CO COMMON STOCK
COM
532457108
237
2828
SH
SOLE
2828
0
0
EMC CORP/MASS COMMON STOCK
COM
268648102
252
10449
SH
SOLE
10449
0
0
ENBRIDGE ENERGY PARTNERS LP
MLP
29250R106
945
38250
SH
SOLE
38250
0
0
ENERGY TRANSFER PARTNERS LP
MLP
29273R109
1666
40570
SH
SOLE
40570
0
0
ENTERPRISE PRODUCTS PARTNERS PARTNERSHIP SHARES
MLP
293792107
479
19220
SH
SOLE
19220
0
0
EV ENERGY PARTNER LP PARTNERSHIP SHARES
MLP
26926V107
78
12973
SH
SOLE
12973
0
0
EXTERRAN PARTNERS LP PARTNERSHIP SHARES
MLP
30225N105
132
8030
SH
SOLE
8030
0
0
FIRST TRUST SENIOR FLOATING
FND
33733U108
3641
289392
SH
SOLE
289392
0
0
FORD MOTOR CO COMMON STOCK
COM
345370860
166
12263
SH
SOLE
12263
0
0
GENERAL ELECTRIC CO COMMON STOCK
COM
369604103
86
3393
SH
SOLE
3393
0
0
GENERAL MOTORS CO COMMON STOCK
COM
37045V100
37
1218
SH
SOLE
1218
0
0
GENERAL MOTORS-CW16 07/10/2016 WARRANT
*W EXP 07/10/201
37045V118
21
1014
SH
SOLE
1014
0
0
GENERAL MOTORS-CW19 07/10/2019 WARRANT
*W EXP 07/10/201
37045V126
13
1014
SH
SOLE
1014
0
0
HEWLETT-PACKARD CO COMMON STOCK
COM
428236103
624
24373
SH
SOLE
24373
0
0
INTEL CORP COMMON STOCK
COM
458140100
255
8484
SH
SOLE
8484
0
0
INVESCO DYNAMIC CREDIT OPP
FND
46132R104
3380
319862
SH
SOLE
319862
0
0
INVESCO SENIOR INCOME TRUST
FND
46131H107
3384
809676
SH
SOLE
809676
0
0
ISHARES BARCLAYS 1-3 YEAR CR
ETF
464288646
337
3210
SH
SOLE
3210
0
0
ISHARES DJ US REAL ESTATE
ETF
464287739
21
292
SH
SOLE
292
0
0
ISHARES IBOXX H/Y CORP BOND
ETF
464288513
1588
19066
SH
SOLE
19066
0
0
ISHARES IBOXX INV GR CORP BD
ETF
464287242
37
317
SH
SOLE
317
0
0
ISHARES JP MORGAN EM BOND FD
ETF
464288281
1366
12835
SH
SOLE
12835
0
0
ISHARES MSCI EAFE INDEX FUND
ETF
464287465
3095
53990
SH
SOLE
53990
0
0
ISHARES MSCI EMERGING MKT IN
ETF
464287234
14199
433147
SH
SOLE
433147
0
0
IVY HIGH INCOME FUND-CL I
FND
466000122
2109
282729
SH
SOLE
282729
0
0
LINN CO LLC COMMON STOCK
COM
535782106
27
10129
SH
SOLE
10129
0
0
LINN ENERGY LLC-UNITS
MLP
536020100
342
127161
SH
SOLE
127161
0
0
LMP CORPORATE LOAN FUND INC
FND
50208B100
3646
354702
SH
SOLE
354702
0
0
LRR ENERGY LP
MLP
50214A104
128
31598
SH
SOLE
31598
0
0
MAGELLAN MIDSTREAM PARTNERS
MLP
559080106
460
7660
SH
SOLE
7660
0
0
MANAGED HI YLD PLUS FUND INC
FND
561911108
56
34917
SH
SOLE
34917
0
0
MARTIN MIDSTREAM PARTNERS LP
MLP
573331105
2181
89367
SH
SOLE
89367
0
0
MEMORIAL PRODUCTION PARTNERS
MLP
586048100
1630
338920
SH
SOLE
338920
0
0
MID-CON ENERGY PARTNERS LP
MLP
59560V109
132
61246
SH
SOLE
61246
0
0
NUVEEN FLOATING RATE INCOME
FND
67072T108
3396
337945
SH
SOLE
337945
0
0
NUVEEN FLOATING RT INC OPP
FND
6706EN100
3374
339131
SH
SOLE
339131
0
0
NUVEEN SENIOR INCOME FUND
FND
67067Y104
3586
606840
SH
SOLE
606840
0
0
PENNANTPARK INVESTMENT CORP COMMON STOCK
COM
708062104
974
150612
SH
SOLE
150612
0
0
PETROLEO BRASILEIRO S.A.-ADR DEPOSITORY RECEIPT
COM
71654V408
961
220981
SH
SOLE
220981
0
0
PIONEER FLOATING RATE TRUST
FND
72369J102
3812
336756
SH
SOLE
336756
0
0
PLAINS ALL AMER PIPELINE LP
MLP
726503105
950
31260
SH
SOLE
31260
0
0
PROSHARES ULTRASHORT 20+Y TR
FND
74347B201
9516
219414
SH
SOLE
219414
0
0
PRUDENTIAL GL SH DUR HI YLD
FND
74433A109
3105
225179
SH
SOLE
225179
0
0
PRUDENTIAL SHORT DURATION HI
FND
74442F107
3252
221858
SH
SOLE
221858
0
0
PUTNAM PREMIER INCOME TRUST
FND
746853100
924
188999
SH
SOLE
188999
0
0
SANDRIDGE MISSISSIPPIAN TRUS COMMON STOCK
COM
80007T101
1391
503811
SH
SOLE
503811
0
0
SANDRIDGE MISSISSIPPIAN TRUS COMMON STOCK
COM
80007V106
2561
1113600
SH
SOLE
1113600
0
0
SPDR BARCLAYS CAPITAL HIGH
FUND
78464A417
1005
28188
SH
SOLE
28188
0
0
SPDR TRUST SERIES 1
FUND
78462F103
384
2004
SH
SOLE
2004
0
0
SPECTRA ENERGY PARTNERS LP
MLP
84756N109
454
11300
SH
SOLE
11300
0
0
SYMANTEC CORP COMMON STOCK
COM
871503108
1170
60117
SH
SOLE
60117
0
0
TC PIPELINES LP PARTNERSHIP SHARES
MLP
87233Q108
766
16081
SH
SOLE
16081
0
0
TEEKAY LNG PARTNERS LP P
MLP
Y8564M105
700
29263
SH
SOLE
29263
0
0
TEEKAY OFFSHORE PARTNERS LP PARTNERSHIP SHARES
MLP
Y8565J101
574
39891
SH
SOLE
39891
0
0
TEMPLETON EMERG MKTS INC FD
FND
880192109
9790
1010326
SH
SOLE
1010326
0
0
TEMPLETON GLOBAL BOND FD-AD
FND
880208400
4580
402796
SH
SOLE
402796
0
0
TENARIS SA-ADR DEPOSITORY RECEIPT
COM
88031M109
40
1677
SH
SOLE
1677
0
0
TIME INC COMMON STOCK
COM
887228104
1
50
SH
SOLE
50
0
0
TOTAL SA-SPON ADR DEPOSITORY RECEIPT
COM
89151E109
44
996
SH
SOLE
996
0
0
UNISYS CORP COMMON STOCK
COM
909214306
1
32
SH
SOLE
32
0
0
VANGUARD NATURAL RESOURCES PARTNERSHIP SHARES
FND
92205F106
439
57739
SH
SOLE
57739
0
0
VOYA PRIME RATE TRUST
FND
92913A100
3507
693113
SH
SOLE
693113
0
0
WELLS FARGO & CO COMMON STOCK
COM
949746101
134
2613
SH
SOLE
2613
0
0
WELLS FARGO ADVANTAGE INCOME
FND
94987B105
17147
2265169
SH
SOLE
2265169
0
0
WELLS FARGO ADVANTAGE MULTI
FND
94987D101
68
5978
SH
SOLE
5978
0
0
WILLIAMS PARTNERS LP PARTNERSHIP SHARES
MLP
96949L105
1855
58114
SH
SOLE
58114
0
0
WMI HOLDINGS CORP COMMON STOCK
COM
92936P100
2
953
SH
SOLE
953
0
0
XEROX CORP COMMON STOCK
COM
984121103
202
20792
SH
SOLE
20792
0
0