0001127602-23-030079.txt : 20231219 0001127602-23-030079.hdr.sgml : 20231219 20231219174957 ACCESSION NUMBER: 0001127602-23-030079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosser Kelly CENTRAL INDEX KEY: 0001608295 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231498705 MAIL ADDRESS: STREET 1: ONE MEMORIAL CITY PLAZA STREET 2: 800 GESSNER ROAD, SUITE 875 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-15 0001840292 Heliogen, Inc. HLGN 0001608295 Rosser Kelly C/O HELIOGEN, INC. 130 WEST UNION ST PASADENA CA 91103 1 Chief Accounting Officer 0 Common Stock 2023-12-15 4 F 0 1001 2.07 D 561061 D This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Includes 408 shares purchased on November 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan. /s/ Deborah Chen, Attorney-in-Fact 2023-12-19