0001127602-23-019292.txt : 20230622
0001127602-23-019292.hdr.sgml : 20230622
20230622183541
ACCESSION NUMBER: 0001127602-23-019292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230620
FILED AS OF DATE: 20230622
DATE AS OF CHANGE: 20230622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosser Kelly
CENTRAL INDEX KEY: 0001608295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231034509
MAIL ADDRESS:
STREET 1: ONE MEMORIAL CITY PLAZA
STREET 2: 800 GESSNER ROAD, SUITE 875
CITY: HOUSTON
STATE: TX
ZIP: 77024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4
1
form4.xml
PRIMARY DOCUMENT
X0407
4
2023-06-20
0001840292
Heliogen, Inc.
HLGN
0001608295
Rosser Kelly
C/O HELIOGEN, INC. 130 WEST UNION ST
PASADENA
CA
91103
1
Interim CFO, and CAO
0
Common Stock
2023-06-20
4
S
0
2238
.2338
D
562062
D
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Includes 14,300 shares purchased on May 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan.
/s/ Deborah Chen, Attorney-in-Fact
2023-06-22