0001127602-23-019292.txt : 20230622 0001127602-23-019292.hdr.sgml : 20230622 20230622183541 ACCESSION NUMBER: 0001127602-23-019292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230620 FILED AS OF DATE: 20230622 DATE AS OF CHANGE: 20230622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosser Kelly CENTRAL INDEX KEY: 0001608295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231034509 MAIL ADDRESS: STREET 1: ONE MEMORIAL CITY PLAZA STREET 2: 800 GESSNER ROAD, SUITE 875 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-06-20 0001840292 Heliogen, Inc. HLGN 0001608295 Rosser Kelly C/O HELIOGEN, INC. 130 WEST UNION ST PASADENA CA 91103 1 Interim CFO, and CAO 0 Common Stock 2023-06-20 4 S 0 2238 .2338 D 562062 D The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Includes 14,300 shares purchased on May 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan. /s/ Deborah Chen, Attorney-in-Fact 2023-06-22