0001209191-18-023346.txt : 20180403
0001209191-18-023346.hdr.sgml : 20180403
20180403194558
ACCESSION NUMBER: 0001209191-18-023346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caruso Daniel
CENTRAL INDEX KEY: 0001622435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36690
FILM NUMBER: 18735491
MAIL ADDRESS:
STREET 1: 1805 29TH ST
STREET 2: STE 2050
CITY: BOULDER
STATE: CO
ZIP: 80302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zayo Group Holdings, Inc.
CENTRAL INDEX KEY: 0001608249
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 261398293
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1821 30TH ST
STREET 2: UNIT A
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-381-4683
MAIL ADDRESS:
STREET 1: 1821 30TH ST
STREET 2: UNIT A
CITY: BOULDER
STATE: CO
ZIP: 80301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-31
0
0001608249
Zayo Group Holdings, Inc.
ZAYO
0001622435
Caruso Daniel
1821 30TH STREET, UNIT A
BOULDER
CO
80301
1
1
0
0
CEO
Common Stock
2018-03-31
4
M
0
11527
A
3780801
D
Common Stock
2018-04-03
4
S
0
3380
35.58
D
3777421
D
Common Stock
8066
I
By Bear Equity, LLC
Common Stock
1130957
I
By Bear Investments, LLLP
Common Stock
4500000
I
By DPC Papa Bear Enterprises, LLC
Restricted Stock Units
2018-03-31
4
M
0
11527
0.00
D
Common Stock
11527
0
D
Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
The shares were sold in one transaction at the price reported.
The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
On February 28, 2017, the reporting person was granted Part A restricted stock units, which vested in full on March 31, 2018.
/s/ Laura Littman, as attorney-in-fact
2018-04-03
EX-24.4_782261
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints Ken desGarennes, the Chief
Financial Officer of Zayo Group Holdings, Inc. (the "Company"); Wendy Cassity,
the VP, General Counsel, and Secretary of the Company; Tory Bauman, Manager,
Financial Reporting of the Company; and Laura Littman, Corporate Counsel and
Assistant Secretary of the Company, with full power of substitution, as the
undersigned's true and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID,
including amendments thereto (the "Form ID"), and any other documents necessary
or appropriate to obtain codes and passwords enabling the undersigned to make
electronic filings with the SEC of reports required by the Securities Exchange
Act of 1934, as amended (the "Exchange Act"), or any rule or regulation of the
SEC;
(2) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the SEC, any and all Forms 3, 4, and 5 (the "Section 16 Filings"),
including amendments thereto, required to be filed under Section 16(a) of the
Exchange Act and the rules thereunder with respect to equity securities of the
Company;
(3) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute such Form ID and any
Section 16 Filings and to file such Form ID and any Section 16 Filings with the
SEC and any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to the attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming that the attorney-in-fact, or such attorney-in-fact's
substitute or substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted. The
undersigned hereby authorizes, approves, and ratifies any and all prior actions
taken by such attorney-in-fact in connection with the matters contemplated
herein. The undersigned acknowledges that such attorney-in-fact, in serving in
such capacity at the request of the undersigned, does not assume any of the
undersigned's responsibilities to comply with the Exchange Act or any rule or
regulation of the SEC.
This Power of Attorney shall remain in full force and effect for such time as
the attorney-in-fact, or his substitute or substitutes, shall remain an officer
of the Company, or until the undersigned is no longer required to file a Form
ID, any Section 16 Filings, or any amendments or changes thereto, with respect
to the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of September 1, 2016.
By: _Daniel P. Caruso_____________
Name: Daniel P. Caruso