0001607949-16-000235.txt : 20160203 0001607949-16-000235.hdr.sgml : 20160203 20160203125144 ACCESSION NUMBER: 0001607949-16-000235 CONFORMED SUBMISSION TYPE: MA-W PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Company, LLC CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-W SEC ACT: 1934 Act SEC FILE NUMBER: 867-00738 FILM NUMBER: 161384007 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: First Southwest Co DATE OF NAME CHANGE: 20140513 MA-W 1 primary_doc.xml MA-W 0001607949 XXXXXXXX 867-00738 Joseph Hahm 214-953-8883 joseph.hahm@hilltopsecurities.com joseph.hahm@hilltopsecurities.com complianceadministrators@firstsw.com First Southwest Company, LLC 867-00738 Blake Barnes Morris 1201 Elm Street Suite 3500 Dallas TX 75270 214-953-4016 blake.morris@firstsw.com Y Hilltop Securities Inc. 1201 Elm Street Suite 3500 Dallas TX 75270 800-678-3792 N N N Blake Morris 1201 Elm Street Suite 3500 Dallas TX 75270 800-678-3792 1201 Elm Street Suite 3500 Dallas TX 75270 800-678-3792 Hilltop Securities Inc. is the surviving entity from a merger between First Southwest Company, LLC and Hilltop Securities Inc. Joseph Hahm Joseph Hahm Compliance Officer 01-29-2016