0001607949-16-000132.txt : 20160129 0001607949-16-000132.hdr.sgml : 20160129 20160129163851 ACCESSION NUMBER: 0001607949-16-000132 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Company, LLC CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 161373877 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: First Southwest Co DATE OF NAME CHANGE: 20140513 MA-I/A 1 primary_doc.xml MA-I/A 0001607949 XXXXXXXX JOSH DICKERSON 214-953-4057 josh.dickerson@firstsw.com merideth.murphey@firstsw.com joseph.hahm@firstsw.com blake.morris@firstsw.com N Y GEORGE HERBERT WILLIFORD III 001961933 N 1 0001607949 First Southwest Co 06-01-1989 N 06-06-2014 0001607949 LOCATED SUPERVISED 06-01-1989 325 N ST PAUL STREET STE 800 DALLAS TX 75201 BUSTER NMN WILLIFORD III BUSTER NMN WILLIFORD 06-1989 FIRST SOUTHWEST CO DALLAS TX 75201 Y Y PUBLIC FINANCE MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-29-2016 Chrystal Badillo Compliance Analyst