0001607949-15-000090.txt : 20151217 0001607949-15-000090.hdr.sgml : 20151217 20151217155915 ACCESSION NUMBER: 0001607949-15-000090 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Company, LLC CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 151293620 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: First Southwest Co DATE OF NAME CHANGE: 20140513 MA-I 1 primary_doc.xml MA-I 0001607949 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@firstsw.com complianceadministrators@firstsw.com N N Ashley Spencer Byrne 005694873 N 1 0001607949 First Southwest Company, LLC 07-09-2009 N 867-00738 LOCATED 07-09-2009 1201 Elm Street, Suite 3500 DALLAS TX 75270 07-2009 FirstSouthwest LLC. Dallas TX 75201 Y Y Administrative Assistant 01-2009 07-2009 Dallas Employment Services Dallas TX 75201 N N Administrative roles 08-2003 12-2008 Autehntix Dallas TX 75001 N N Non investment related business N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-15-2015 Chrystal Badillo Compliance Associate