0001607949-15-000090.txt : 20151217
0001607949-15-000090.hdr.sgml : 20151217
20151217155915
ACCESSION NUMBER: 0001607949-15-000090
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Company, LLC
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 151293620
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: First Southwest Co
DATE OF NAME CHANGE: 20140513
MA-I
1
primary_doc.xml
MA-I
0001607949
XXXXXXXX
Chrystal Badillo
214-953-8728
chrystal.badillo@firstsw.com
complianceadministrators@firstsw.com
N
N
Ashley
Spencer
Byrne
005694873
N
1
0001607949
First Southwest Company, LLC
07-09-2009
N
867-00738
LOCATED
07-09-2009
1201 Elm Street, Suite 3500
DALLAS
TX
75270
07-2009
FirstSouthwest LLC.
Dallas
TX
75201
Y
Y
Administrative Assistant
01-2009
07-2009
Dallas Employment Services
Dallas
TX
75201
N
N
Administrative roles
08-2003
12-2008
Autehntix
Dallas
TX
75001
N
N
Non investment related business
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-15-2015
Chrystal Badillo
Compliance Associate