0001607949-15-000088.txt : 20151215
0001607949-15-000088.hdr.sgml : 20151215
20151215101814
ACCESSION NUMBER: 0001607949-15-000088
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Company, LLC
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 151287566
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: First Southwest Co
DATE OF NAME CHANGE: 20140513
MA-I/A
1
primary_doc.xml
MA-I/A
0001607949
XXXXXXXX
Chrystal Badillo
214-953-8728
chrystal.badillo@firstsw.com
complianceadministrators@firstsw.com
N
Y
DIXIE
LEANNE
DONNER
002446034
N
1
0001607949
First Southwest Co
08-19-1999
N
06-06-2014
0001607949
LOCATED
SUPERVISED
08-19-1999
CITIZENS STATE BANK BUILDING
505 WEST 5TH ST STE 280
CLIFTON
TX
76634
LEANNE
NMN
DONNER
08-1999
FIRST SOUTHWEST CO
DALLAS
TX
75201
Y
Y
NONE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-14-2015
Chrystal Badillo
Compliance Associate