0001607949-15-000088.txt : 20151215 0001607949-15-000088.hdr.sgml : 20151215 20151215101814 ACCESSION NUMBER: 0001607949-15-000088 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Company, LLC CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 151287566 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: First Southwest Co DATE OF NAME CHANGE: 20140513 MA-I/A 1 primary_doc.xml MA-I/A 0001607949 XXXXXXXX Chrystal Badillo 214-953-8728 chrystal.badillo@firstsw.com complianceadministrators@firstsw.com N Y DIXIE LEANNE DONNER 002446034 N 1 0001607949 First Southwest Co 08-19-1999 N 06-06-2014 0001607949 LOCATED SUPERVISED 08-19-1999 CITIZENS STATE BANK BUILDING 505 WEST 5TH ST STE 280 CLIFTON TX 76634 LEANNE NMN DONNER 08-1999 FIRST SOUTHWEST CO DALLAS TX 75201 Y Y NONE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-14-2015 Chrystal Badillo Compliance Associate