0001607949-15-000080.txt : 20151119 0001607949-15-000080.hdr.sgml : 20151119 20151119150627 ACCESSION NUMBER: 0001607949-15-000080 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Company, LLC CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 151243476 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: First Southwest Co DATE OF NAME CHANGE: 20140513 MA-I 1 primary_doc.xml MA-I 0001607949 XXXXXXXX Chrystal Badillo 214-953-9728 chrystal.badillo@firstsw.com ComplianceAdministrators@firstsw.com N N Cody Hendrix Miller 006204764 N 1 0001607949 First Southwest Company, LLC 06-02-2015 N 867-00738 LOCATED 06-02-2015 325 N ST PAUL STREET STE 800 DALLAS TX 75201 06-2015 FIRST SOUTHWEST COMPANY, LLC DALLAS TX 75201 Y Y ANALYST 08-2011 05-2015 TEXAS CHRISTIAN UNIVERSITY FORT WORTH TX 76129 N N STUDENT 08-2005 05-2011 PARISH EPISCOPAL SCHOOL DALLAS TX 75244 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-19-2015 Chrystal Badillo Compliance Associate