0001607949-15-000080.txt : 20151119
0001607949-15-000080.hdr.sgml : 20151119
20151119150627
ACCESSION NUMBER: 0001607949-15-000080
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151119
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Company, LLC
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 151243476
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: First Southwest Co
DATE OF NAME CHANGE: 20140513
MA-I
1
primary_doc.xml
MA-I
0001607949
XXXXXXXX
Chrystal Badillo
214-953-9728
chrystal.badillo@firstsw.com
ComplianceAdministrators@firstsw.com
N
N
Cody
Hendrix
Miller
006204764
N
1
0001607949
First Southwest Company, LLC
06-02-2015
N
867-00738
LOCATED
06-02-2015
325 N ST PAUL STREET STE 800
DALLAS
TX
75201
06-2015
FIRST SOUTHWEST COMPANY, LLC
DALLAS
TX
75201
Y
Y
ANALYST
08-2011
05-2015
TEXAS CHRISTIAN UNIVERSITY
FORT WORTH
TX
76129
N
N
STUDENT
08-2005
05-2011
PARISH EPISCOPAL SCHOOL
DALLAS
TX
75244
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-19-2015
Chrystal Badillo
Compliance Associate