0001607949-15-000078.txt : 20151110
0001607949-15-000078.hdr.sgml : 20151110
20151106101644
ACCESSION NUMBER: 0001607949-15-000078
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Company, LLC
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 151202826
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: First Southwest Co
DATE OF NAME CHANGE: 20140513
MA-I/A
1
primary_doc.xml
MA-I/A
0001607949
XXXXXXXX
Merideth Murphey
214-953-8728
merideth.murphey@firstsw.com
josh.dickerson@firstsw.com
joseph.hahm@firstsw.com
blake.morris@firstsw.com
complianceadministrators@firstsw.com
N
Y
Keith
Elroy
Kirven
Jr
005478259
N
1
0001607949
First Southwest Co
01-15-2008
N
06-06-2014
0001607949
LOCATED
02-10-2014
300 W 6th Street Suite 1940
Austin
TX
78701
Keith
NMN
Kirven
01-2008
First Southwest Co
Dallas
TX
75201
N
N
Assistant Vice President
08-2003
01-2008
University of Texas at Austin
Austin
TX
78705
N
N
Student
08-2000
05-2003
Coolidge High School
Coolidge
TX
85128
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-05-2015
JOSEPH HAHM
COMPLIANCE OFFICER