0001607949-15-000077.txt : 20151110
0001607949-15-000077.hdr.sgml : 20151110
20151106101634
ACCESSION NUMBER: 0001607949-15-000077
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Company, LLC
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 151202824
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: First Southwest Co
DATE OF NAME CHANGE: 20140513
MA-I/A
1
primary_doc.xml
MA-I/A
0001607949
XXXXXXXX
JOSH DICKERSON
214-953-4057
josh.dickerson@firstsw.com
merideth.murphey@firstsw.com
joseph.hahm@firstsw.com
blake.morris@firstsw.com
N
Y
TAWNYA
MARIE
BETANCOURT
005424979
N
1
0001607949
First Southwest Co
09-18-2007
N
06-06-2014
0001607949
LOCATED
SUPERVISED
09-18-2007
1620 26TH ST STE 230
SANTA MONICA
CA
90404
TAWNYA
NMN
AGUIRRE
TAWNYA
MARIE
AGUIRRE
09-2007
FIRST SOUTHWEST CO
DALLAS
TX
75201
Y
Y
ADMINISTRATIVE ASSISTANT
01-2005
09-2007
PRUDENTIAL CALIFORNIA REALTY
RIVERSIDE
CA
92503
N
N
REAL ESTATE AGENT
02-2002
01-2005
WEDDINGCHANNEL.COM
LOS ANGELES
CA
90036
N
N
EXECUTIVE ASSISTANT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-05-2015
JOSEPH HAHM
COMPLIANCE OFFICER