0001607949-15-000051.txt : 20150915 0001607949-15-000051.hdr.sgml : 20150915 20150915121812 ACCESSION NUMBER: 0001607949-15-000051 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Company, LLC CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 151107233 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: First Southwest Co DATE OF NAME CHANGE: 20140513 MA-I/A 1 primary_doc.xml MA-I/A 0001607949 XXXXXXXX JOSEPH HAHM 214-953-8883 JOSEPH.HAHM@FIRSTSW.COM COMPLIANCEADMINISTRATORS@FIRSTSW.COM N N MELISSA MARIE TOLAND 006105783 N 1 0001607949 First Southwest Company, LLC 08-06-2012 N 867-00738 LOCATED 08-06-2012 54 Canal St #320 Boston MA 02114 08-2012 FIRST SOUTHWEST COMPANY, LLC BOSTON MA 02114 Y Y PUBLIC FINANCE ANALYST 06-2012 08-2012 UNEMPLOYED BOSTON MA 02114 N N UNEMPLOYED 05-2012 06-2012 SIMPLY INTERACTIVE, INC BOSTON MA 02114 N N ADMINISTRATOR 09-2008 05-2012 FULL TIME EDUCATION (UNIVERSITY) BOSTON MA 02114 N N STUDENT 09-2004 09-2008 NOTRE DAME ACADEMY (HIGH SCHOOL) HINGHAM MA 02043 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-14-2015 JOSEPH HAHM COMPLIANCE OFFICER