0001607949-15-000049.txt : 20150910
0001607949-15-000049.hdr.sgml : 20150910
20150910081342
ACCESSION NUMBER: 0001607949-15-000049
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150909
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Company, LLC
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 151100052
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: First Southwest Co
DATE OF NAME CHANGE: 20140513
MA-I
1
primary_doc.xml
MA-I
0001607949
XXXXXXXX
JOSEPH HAHM
214-953-8883
JOSEPH.HAHM@FIRSTSW.COM
COMPLIANCEADMINISTRATORS@FIRSTSW.COM
N
N
TOLAND
MARIE
MELISSA
006105783
N
1
0001607949
First Southwest Company, LLC
08-06-2012
N
867-00738
LOCATED
08-06-2012
54 Canal St #320
Boston
MA
02114
08-2012
FIRST SOUTHWEST COMPANY, LLC
BOSTON
MA
02114
Y
Y
PUBLIC FINANCE ANALYST
06-2012
08-2012
UNEMPLOYED
BOSTON
MA
02114
N
N
UNEMPLOYED
05-2012
06-2012
SIMPLY INTERACTIVE, INC
BOSTON
MA
02114
N
N
ADMINISTRATOR
09-2008
05-2012
FULL TIME EDUCATION (UNIVERSITY)
BOSTON
MA
02114
N
N
STUDENT
09-2004
09-2008
NOTRE DAME ACADEMY (HIGH SCHOOL)
HINGHAM
MA
02043
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-09-2015
JOSEPH HAHM
COMPLIANCE OFFICER