0001607949-15-000041.txt : 20150707 0001607949-15-000041.hdr.sgml : 20150707 20150707125726 ACCESSION NUMBER: 0001607949-15-000041 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150706 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Company, LLC CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 15975963 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: First Southwest Co DATE OF NAME CHANGE: 20140513 MA-I/A 1 primary_doc.xml MA-I/A 0001607949 XXXXXXXX JOSEPH HAHM 214-953-8883 joseph.hahm@firstsw.com joseph.hahm@firstsw.com blake.morris@firstsw.com compliance.administrators@firstsw.com N N Abby Jaye jeffers 004592250 N 1 0001607949 First Southwest Co 08-27-2001 N 06-06-2014 0001607949 LOCATED 08-27-2001 54 Canal St. Suite 320 Boston MA 02114 Abby NMN Sandos Abby NMN Jeffers 09-2001 First Southwest Company Boston MA 02114 Y Y Public Finance Investment Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-06-2015 Joseph Hahm Compliance Officer