0001607949-15-000041.txt : 20150707
0001607949-15-000041.hdr.sgml : 20150707
20150707125726
ACCESSION NUMBER: 0001607949-15-000041
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150706
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Company, LLC
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 15975963
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: First Southwest Co
DATE OF NAME CHANGE: 20140513
MA-I/A
1
primary_doc.xml
MA-I/A
0001607949
XXXXXXXX
JOSEPH HAHM
214-953-8883
joseph.hahm@firstsw.com
joseph.hahm@firstsw.com
blake.morris@firstsw.com
compliance.administrators@firstsw.com
N
N
Abby
Jaye
jeffers
004592250
N
1
0001607949
First Southwest Co
08-27-2001
N
06-06-2014
0001607949
LOCATED
08-27-2001
54 Canal St. Suite 320
Boston
MA
02114
Abby
NMN
Sandos
Abby
NMN
Jeffers
09-2001
First Southwest Company
Boston
MA
02114
Y
Y
Public Finance Investment Banker
N
N
N
N
N
N
N
N
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N
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N
N
N
N
N
N
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N
07-06-2015
Joseph Hahm
Compliance Officer