0001607949-15-000005.txt : 20150205
0001607949-15-000005.hdr.sgml : 20150205
20150116165600
ACCESSION NUMBER: 0001607949-15-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150115
DATE AS OF CHANGE: 20150204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Co
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 15533204
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
MA-I/A
1
primary_doc.xml
MA-I/A
0001607949
XXXXXXXX
JOSH DICKERSON
214-953-4057
josh.dickerson@firstsw.com
merideth.murphey@firstsw.com
joseph.hahm@firstsw.com
blake.morris@firstsw.com
josh.dickerson@firstsw.com
complianceadministrators@firstsw.com
Y
N
RAUL
NMN
VILLASENOR
001316238
N
1
0001607949
First Southwest Co
02-12-1993
N
06-06-2014
0001607949
LOCATED
SUPERVISED
03-07-2006
70 NORTHEAST LOOP 410 STE 710
SAN ANTONIO
TX
78216
02-1993
FIRST SOUTHWEST CO
DALLAS
TX
75201
Y
Y
PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-15-2015
JOSH DICKERSON
COMPLIANCE OFFICER