0001607949-15-000003.txt : 20150205
0001607949-15-000003.hdr.sgml : 20150205
20150107191126
ACCESSION NUMBER: 0001607949-15-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150107
DATE AS OF CHANGE: 20150204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Co
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 15514622
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
MA-I/A
1
primary_doc.xml
MA-I/A
0001607949
XXXXXXXX
JOSH DICKERSON
214-953-4057
josh.dickerson@firstsw.com
merideth.murphey@firstsw.com
joseph.hahm@firstsw.com
blake.morris@firstsw.com
josh.dickerson@firstsw.com
complianceadministrators@firstsw.com
N
N
PHILLIP
GERARD
CURLS
005357923
N
1
0001607949
First Southwest Co
06-04-2007
N
06-06-2014
0001607949
LOCATED
SUPERVISED
04-03-2008
1620 26TH ST STE 230 SOUTH
SANTA MONICA
CA
90404
06-2007
FIRST SOUTHWEST CO
DALLAS
TX
75201
Y
Y
ANALYST
01-2007
05-2007
WESTWOOD INSURANCE AGENCY
WEST HILLS
CA
91304
N
N
ASSISTANT CUSTOMER SERVICE REP
03-2004
01-2007
SELECT REMEDY TEMP AGENCY
WOODLAND HILLS
CA
91364
N
N
COLLATERAL ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-07-2015
JOSH DICKERSON
COMPLIANCE OFFICER