0001607949-14-000189.txt : 20141223
0001607949-14-000189.hdr.sgml : 20141223
20141223160607
ACCESSION NUMBER: 0001607949-14-000189
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Co
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 141306894
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
MA-I/A
1
primary_doc.xml
MA-I/A
0001607949
XXXXXXXX
Merideth Murphey
214-953-8728
merideth.murphey@firstsw.com
josh.dickerson@firstsw.com
joseph.hahm@firstsw.com
blake.morris@firstsw.com
merideth.murphey@firstsw.com
complianceadministrators@firstsw.com
N
N
Scott
Damian
McIntyre
002469944
N
1
0001607949
First Southwest Co
06-15-1998
N
06-06-2014
0001607949
LOCATED
01-23-2004
300 W 6th Street Suite 1940
Austin
TX
78701
Scott
NMN
McIntyre
06-1998
First Southwest Co
Dallas
TX
75201
Y
Y
SENIOR VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-10-2014
JOSH DICKERSON
COMPLIANCE OFFICER