0001607949-14-000189.txt : 20141223 0001607949-14-000189.hdr.sgml : 20141223 20141223160607 ACCESSION NUMBER: 0001607949-14-000189 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Co CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 141306894 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 MA-I/A 1 primary_doc.xml MA-I/A 0001607949 XXXXXXXX Merideth Murphey 214-953-8728 merideth.murphey@firstsw.com josh.dickerson@firstsw.com joseph.hahm@firstsw.com blake.morris@firstsw.com merideth.murphey@firstsw.com complianceadministrators@firstsw.com N N Scott Damian McIntyre 002469944 N 1 0001607949 First Southwest Co 06-15-1998 N 06-06-2014 0001607949 LOCATED 01-23-2004 300 W 6th Street Suite 1940 Austin TX 78701 Scott NMN McIntyre 06-1998 First Southwest Co Dallas TX 75201 Y Y SENIOR VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-10-2014 JOSH DICKERSON COMPLIANCE OFFICER