0001607949-14-000062.txt : 20141008 0001607949-14-000062.hdr.sgml : 20141008 20141008081022 ACCESSION NUMBER: 0001607949-14-000062 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Co CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 141146845 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 MA-I 1 primary_doc.xml MA-I 0001607949 XXXXXXXX JOSH DICKERSON 214-953-4057 josh.dickerson@firstsw.com merideth.murphey@firstsw.com joseph.hahm@firstsw.com blake.morris@firstsw.com N JASON LYN HUGHES 003110334 N 1 0001607949 First Southwest Co 08-17-1998 N 06-06-2014 0001607949 LOCATED SUPERVISED 08-17-1998 325 N ST PAUL STREET STE 800 DALLAS TX 75201 07-1998 FIRST SOUTHWEST CO DALLAS TX 75201 Y Y PUBLIC FINANCE SENIOR VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-14-2014 JOSH DICKERSON COMPLIANCE OFFICER