0001607949-14-000057.txt : 20141008 0001607949-14-000057.hdr.sgml : 20141008 20141008081120 ACCESSION NUMBER: 0001607949-14-000057 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Co CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 141146850 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 MA-I 1 primary_doc.xml MA-I 0001607949 XXXXXXXX JOSH DICKERSON 214-953-4057 josh.dickerson@firstsw.com merideth.murphey@firstsw.com joseph.hahm@firstsw.com blake.morris@firstsw.com N JACK EUGENE ADDAMS 000823023 N 1 0001607949 First Southwest Co 07-10-2000 N 06-06-2014 0001607949 LOCATED SUPERVISED 07-10-2000 325 N ST PAUL STREET STE 800 DALLAS TX 75201 07-2000 FIRST SOUTHWEST CO DALLAS TX 75201 Y Y DIRECTOR OF PUBLIC FINANCE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-14-2014 JOSH DICKERSON COMPLIANCE OFFICER