0001607949-14-000012.txt : 20141008 0001607949-14-000012.hdr.sgml : 20141008 20141008084528 ACCESSION NUMBER: 0001607949-14-000012 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Southwest Co CENTRAL INDEX KEY: 0001607949 IRS NUMBER: 750708002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03360 FILM NUMBER: 141146938 BUSINESS ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-953-4000 MAIL ADDRESS: STREET 1: 325 N ST PAUL STREET STE 800 CITY: DALLAS STATE: TX ZIP: 75201 MA-I 1 primary_doc.xml MA-I 0001607949 XXXXXXXX Joseph Hahm 214-953-8883 joseph.hahm@firstsw.com josh.dickerson@firstsw.com blake.morris@firstsw.com merideth.murphey@firstsw.com N Anthea Wills Moran 002862505 N 1 0001607949 First Southwest Co 10-14-1996 N 06-06-2014 0001607949 LOCATED SUPERVISED 12-15-2010 700 Milam Street Suite 500 Houston TX 77002 Anthea NMN Wills 10-1996 First Southwest Co Dallas TX 75201 Y Y Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-11-2014 JOSH DICKERSON COMPLIANCE OFFICER