0001607949-14-000012.txt : 20141008
0001607949-14-000012.hdr.sgml : 20141008
20141008084528
ACCESSION NUMBER: 0001607949-14-000012
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140711
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Southwest Co
CENTRAL INDEX KEY: 0001607949
IRS NUMBER: 750708002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03360
FILM NUMBER: 141146938
BUSINESS ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-953-4000
MAIL ADDRESS:
STREET 1: 325 N ST PAUL STREET STE 800
CITY: DALLAS
STATE: TX
ZIP: 75201
MA-I
1
primary_doc.xml
MA-I
0001607949
XXXXXXXX
Joseph Hahm
214-953-8883
joseph.hahm@firstsw.com
josh.dickerson@firstsw.com
blake.morris@firstsw.com
merideth.murphey@firstsw.com
N
Anthea
Wills
Moran
002862505
N
1
0001607949
First Southwest Co
10-14-1996
N
06-06-2014
0001607949
LOCATED
SUPERVISED
12-15-2010
700 Milam Street
Suite 500
Houston
TX
77002
Anthea
NMN
Wills
10-1996
First Southwest Co
Dallas
TX
75201
Y
Y
Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-11-2014
JOSH DICKERSON
COMPLIANCE OFFICER