0001062993-23-003812.txt : 20230216 0001062993-23-003812.hdr.sgml : 20230216 20230216173531 ACCESSION NUMBER: 0001062993-23-003812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230216 DATE AS OF CHANGE: 20230216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC US (TTGP), LTD. CENTRAL INDEX KEY: 0001607841 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 23639561 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL RD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sequoia Capital Fund Parallel, LLC CENTRAL INDEX KEY: 0001918157 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 23639560 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650.854.3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD, SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-14 0001699838 Confluent, Inc. CFLT 0001607841 SC US (TTGP), LTD. 2800 SAND HILL ROAD, SUITE 101 MENLO PARK CA 94025 0 0 1 0 0001918157 Sequoia Capital Fund Parallel, LLC 2800 SAND HILL ROAD, SUITE 101 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2023-02-14 4 C 0 93461 0 A 93461 I Sequoia Capital U.S. Growth Fund VII, L.P. Class A Common Stock 2023-02-14 4 C 0 68843 0 A 68843 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class A Common Stock 2023-02-14 4 C 0 116080 0 A 116080 I Sequoia Grove II, LLC Class A Common Stock 2023-02-14 4 J 0 93461 0 D 0 I Sequoia Capital U.S. Growth Fund VII, L.P. Class A Common Stock 2023-02-14 4 J 0 68843 0 D 0 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class A Common Stock 2023-02-14 4 J 0 116080 0 D 0 I Sequoia Grove II, LLC Class B Common Stock 2023-02-14 4 C 0 93461 0 D Class A Common Stock 93461 6411688 I Sequoia Capital U.S. Growth Fund VII, L.P. Class B Common Stock 2023-02-14 4 J 0 990731 0 D Class A Common Stock 990731 5420957 I Sequoia Capital U.S. Growth Fund VII, L.P. Class B Common Stock 2023-02-14 4 C 0 68843 0 D Class A Common Stock 68843 484162 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class B Common Stock 2023-02-14 4 J 0 23324 0 D Class A Common Stock 23324 460838 I Sequoia Capital U.S. Growth VII Principals Fund, L.P. Class B Common Stock 2023-02-14 4 C 0 116080 0 D Class A Common Stock 116080 782038 I Sequoia Grove II, LLC Class B Common Stock 2023-02-14 4 J 0 991904 0 A Class A Common Stock 991904 6111088 I Sequoia Capital Fund, LP Class B Common Stock 2023-02-14 4 J 0 175301 0 A Class A Common Stock 175301 1232281 I Sequoia Capital Fund Parallel, LLC Class A Common Stock Class A Common Stock 2192541 2192541 I Sequoia Capital U.S. Growth Fund VIII, L.P. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Form 2 of 2 By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd 2023-02-16 By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of Sequoia Capital Fund Management, L.P., the General Partner of Sequoia Capital Fund Parallel, LLC 2023-02-16