0001062993-23-003812.txt : 20230216
0001062993-23-003812.hdr.sgml : 20230216
20230216173531
ACCESSION NUMBER: 0001062993-23-003812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230214
FILED AS OF DATE: 20230216
DATE AS OF CHANGE: 20230216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC US (TTGP), LTD.
CENTRAL INDEX KEY: 0001607841
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 23639561
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sequoia Capital Fund Parallel, LLC
CENTRAL INDEX KEY: 0001918157
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 23639560
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.854.3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-02-14
0001699838
Confluent, Inc.
CFLT
0001607841
SC US (TTGP), LTD.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001918157
Sequoia Capital Fund Parallel, LLC
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
Class A Common Stock
2023-02-14
4
C
0
93461
0
A
93461
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class A Common Stock
2023-02-14
4
C
0
68843
0
A
68843
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class A Common Stock
2023-02-14
4
C
0
116080
0
A
116080
I
Sequoia Grove II, LLC
Class A Common Stock
2023-02-14
4
J
0
93461
0
D
0
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class A Common Stock
2023-02-14
4
J
0
68843
0
D
0
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class A Common Stock
2023-02-14
4
J
0
116080
0
D
0
I
Sequoia Grove II, LLC
Class B Common Stock
2023-02-14
4
C
0
93461
0
D
Class A Common Stock
93461
6411688
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class B Common Stock
2023-02-14
4
J
0
990731
0
D
Class A Common Stock
990731
5420957
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class B Common Stock
2023-02-14
4
C
0
68843
0
D
Class A Common Stock
68843
484162
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class B Common Stock
2023-02-14
4
J
0
23324
0
D
Class A Common Stock
23324
460838
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class B Common Stock
2023-02-14
4
C
0
116080
0
D
Class A Common Stock
116080
782038
I
Sequoia Grove II, LLC
Class B Common Stock
2023-02-14
4
J
0
991904
0
A
Class A Common Stock
991904
6111088
I
Sequoia Capital Fund, LP
Class B Common Stock
2023-02-14
4
J
0
175301
0
A
Class A Common Stock
175301
1232281
I
Sequoia Capital Fund Parallel, LLC
Class A Common Stock
Class A Common Stock
2192541
2192541
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.
SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII.
(Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Form 2 of 2
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd
2023-02-16
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of Sequoia Capital Fund Management, L.P., the General Partner of Sequoia Capital Fund Parallel, LLC
2023-02-16