0001062993-22-018320.txt : 20220817
0001062993-22-018320.hdr.sgml : 20220817
20220817183711
ACCESSION NUMBER: 0001062993-22-018320
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220815
FILED AS OF DATE: 20220817
DATE AS OF CHANGE: 20220817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC US (TTGP), LTD.
CENTRAL INDEX KEY: 0001607841
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175771
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P.
CENTRAL INDEX KEY: 0001656511
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175778
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P.
CENTRAL INDEX KEY: 0001656513
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175777
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC U.S. Growth VII Management, L.P.
CENTRAL INDEX KEY: 0001742978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175779
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sequoia Capital Fund Management, L.P.
CENTRAL INDEX KEY: 0001913045
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175772
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.854.3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC U.S. Growth VIII Management, L.P.
CENTRAL INDEX KEY: 0001743276
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175776
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.854.3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sequoia Capital U.S. Growth Fund VIII, L.P.
CENTRAL INDEX KEY: 0001743290
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175775
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.854.3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sequoia Grove Manager, LLC
CENTRAL INDEX KEY: 0001863586
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175774
BUSINESS ADDRESS:
STREET 1: SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sequoia Grove II, LLC
CENTRAL INDEX KEY: 0001863636
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 221175773
BUSINESS ADDRESS:
STREET 1: SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-08-15
0001699838
Confluent, Inc.
CFLT
0001607841
SC US (TTGP), LTD.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001742978
SC U.S. Growth VII Management, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001656511
SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001656513
SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001743276
SC U.S. Growth VIII Management, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001743290
Sequoia Capital U.S. Growth Fund VIII, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001863586
Sequoia Grove Manager, LLC
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001863636
Sequoia Grove II, LLC
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001913045
Sequoia Capital Fund Management, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
Class A Common Stock
2022-08-15
4
C
0
93461
0
A
93461
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class A Common Stock
2022-08-15
4
C
0
68843
0
A
68843
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class A Common Stock
2022-08-15
4
C
0
67569
0
A
67569
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2022-08-15
4
C
0
149687
0
A
149687
I
Sequoia Grove II, LLC
Class A Common Stock
2022-08-15
4
J
0
93461
0
D
0
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class A Common Stock
2022-08-15
4
J
0
68843
0
D
0
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class A Common Stock
2022-08-15
4
J
0
67569
0
D
0
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class A Common Stock
2022-08-15
4
J
0
149687
0
D
0
I
Sequoia Grove II, LLC
Class B Common Stock
2022-08-15
4
C
0
93461
0
D
Class A Common Stock
93461
10748456
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class B Common Stock
2022-08-15
4
J
0
990731
0
D
Class A Common Stock
990731
9757725
I
Sequoia Capital U.S. Growth Fund VII, L.P.
Class B Common Stock
2022-08-15
4
C
0
68843
0
D
Class A Common Stock
68843
852830
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class B Common Stock
2022-08-15
4
J
0
23324
0
D
Class A Common Stock
23324
829506
I
Sequoia Capital U.S. Growth VII Principals Fund, L.P.
Class B Common Stock
2022-08-15
4
C
0
67569
0
D
Class A Common Stock
67569
3586668
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2022-08-15
4
J
0
297855
0
D
Class A Common Stock
297855
3288813
I
Sequoia Capital U.S. Growth Fund VIII, L.P.
Class B Common Stock
2022-08-15
4
C
0
149687
0
D
Class A Common Stock
149687
1347179
I
Sequoia Grove II, LLC
Class B Common Stock
2022-08-15
4
J
0
1279796
0
A
Class A Common Stock
1279796
1279796
I
Sequoia Capital Fund, LP
Class B Common Stock
2022-08-15
4
J
0
264245
0
A
Class A Common Stock
264245
264245
I
Sequoia Capital Fund Parallel, LLC
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.
SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII.
(Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of Sequoia Capital Fund Management, L.P., which is the General Partner of Sequoia Capital Fund, LP and the managing member of Sequoia Capital Fund Parallel, LLC.
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth VII Management, L.P.
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth VII Management, L.P., the General Partner of Sequoia Capital U.S. Growth Fund VII, L.P.
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth VII Management, L.P., the General Partner of Sequoia Capital U.S. Growth VII Principals Fund, L.P.
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth VIII Management, L.P.
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth VII Management, L.P., the General Partner of Sequoia Capital U.S. Growth Fund VIII, L.P.
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Managing Member of Sequoia Grove Manager, LLC
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Managing Member of Sequoia Grove Manager, LLC, the manager of Sequoia Grove II, LLC
2022-08-17
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of Sequoia Capital Fund Management, L.P.
2022-08-17
See Remark
2022-08-17