0001607791-23-000008.txt : 20230926 0001607791-23-000008.hdr.sgml : 20230926 20230926154923 ACCESSION NUMBER: 0001607791-23-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: HO,PATRICIA,PAK-SZE, FILED AS OF DATE: 20230926 DATE AS OF CHANGE: 20230926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caine Mitter & Associates Inc CENTRAL INDEX KEY: 0001607791 IRS NUMBER: 043440964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02696 FILM NUMBER: 231280399 BUSINESS ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-686-8820 MAIL ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 MA-I/A 1 primary_doc.xml MA-I/A 0001607791 XXXXXXXX William Caine 212-686-8820 wcaine@cainemitter.com N 0001607791-21-000020 N Patricia Pak-Sze Ho N 1 0001607791 Caine Mitter & Associates Inc 07-12-2011 N 867-00292 SUPERVISED 07-12-2011 43 SUMMER STREET NORTHAMPTON MA 01060 LOCATED SUPERVISED 06-14-2013 225 West 35th Street Suite 900 New York NY 10001 07-2011 Caine Mitter & Associates Incorporated New York NY 10001 Y N Vice President 09-2008 05-2011 UNIVERSITY OF PENNSYLVANIA PHILADELPHIA PA 19104 N N Undergraduate Student 06-2008 08-2008 HUTCHISON WHAMPOA LTD Hong Kong F4 00000 N Y Marketing Intern 09-2007 05-2008 UNIVERSITY OF PENNSYLVANIA Philadelphia PA 19104 N N Full Time Student 07-2007 08-2007 DBS BANK Hong Kong F4 00000 N Y China Credit Department Intern 07-2004 06-2007 UNIVERSITY OF TORONTO SCHOOLS Toronto A6 MSS 2R7 N N Full Time Student Y 08-2017 Patricia Ho 120 Greenwich Street Apt 2E New York NY 10006 N N Rental Property Owner 1 Landlord 08-2023 Patricia Ho 665 Bergen Street #1 Brooklyn NY 11238 N N Rental Property Owner 1 Landlord N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-26-2023 William Caine CCO