0001607791-23-000006.txt : 20230713
0001607791-23-000006.hdr.sgml : 20230713
20230713081832
ACCESSION NUMBER: 0001607791-23-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: BALLOU,JACK,HENRY,
FILED AS OF DATE: 20230712
DATE AS OF CHANGE: 20230713
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caine Mitter & Associates Inc
CENTRAL INDEX KEY: 0001607791
IRS NUMBER: 043440964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02696
FILM NUMBER: 231085775
BUSINESS ADDRESS:
STREET 1: 225 WEST 35 STREET SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-686-8820
MAIL ADDRESS:
STREET 1: 225 WEST 35 STREET SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
MA-I/A
1
primary_doc.xml
MA-I/A
0001607791
XXXXXXXX
William Caine
2126868820
wcaine@cainemitter.com
wcaine@cainemitter.com
N
0001607791-22-000010
N
Jack
Henry
Ballou
N
1
0001607791
Caine Mitter & Associates Inc
06-21-2022
N
867-00292
LOCATED
SUPERVISED
06-21-2022
225 WEST 35 STREET SUITE 900
NEW YORK
NY
10001
06-2022
Caine Mitter & Associates Incorporated
New York
NY
10001
Y
N
Municipal Advisor Professional
01-2010
05-2022
NA
NA
VA
24018
N
N
Unemployed
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-12-2023
William Caine
CCO