0001607791-23-000006.txt : 20230713 0001607791-23-000006.hdr.sgml : 20230713 20230713081832 ACCESSION NUMBER: 0001607791-23-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BALLOU,JACK,HENRY, FILED AS OF DATE: 20230712 DATE AS OF CHANGE: 20230713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caine Mitter & Associates Inc CENTRAL INDEX KEY: 0001607791 IRS NUMBER: 043440964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02696 FILM NUMBER: 231085775 BUSINESS ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-686-8820 MAIL ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 MA-I/A 1 primary_doc.xml MA-I/A 0001607791 XXXXXXXX William Caine 2126868820 wcaine@cainemitter.com wcaine@cainemitter.com N 0001607791-22-000010 N Jack Henry Ballou N 1 0001607791 Caine Mitter & Associates Inc 06-21-2022 N 867-00292 LOCATED SUPERVISED 06-21-2022 225 WEST 35 STREET SUITE 900 NEW YORK NY 10001 06-2022 Caine Mitter & Associates Incorporated New York NY 10001 Y N Municipal Advisor Professional 01-2010 05-2022 NA NA VA 24018 N N Unemployed N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-12-2023 William Caine CCO