0001607791-21-000018.txt : 20210727
0001607791-21-000018.hdr.sgml : 20210727
20210727100827
ACCESSION NUMBER: 0001607791-21-000018
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CAINE,ANSEL,MARION,IV
FILED AS OF DATE: 20210726
DATE AS OF CHANGE: 20210727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caine Mitter & Associates Inc
CENTRAL INDEX KEY: 0001607791
IRS NUMBER: 043440964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02696
FILM NUMBER: 211116219
BUSINESS ADDRESS:
STREET 1: 225 WEST 35 STREET SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-686-8820
MAIL ADDRESS:
STREET 1: 225 WEST 35 STREET SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10001
MA-I/A
1
primary_doc.xml
MA-I/A
0001607791
XXXXXXXX
WILLIAM CAINE
212-686-8820
wcaine@cainemitter.com
wcaine@cainemitter.com
N
N
Ansel
Marion
Caine
IV
N
1
0001607791
Caine Mitter & Associates Inc
04-21-2008
N
867-00292
SUPERVISED
04-21-2008
43 SUMMER STREET
NORTHAMPTON
MA
01060
LOCATED
SUPERVISED
06-14-2013
225 West 35th Street
Suite 900
New York
NY
10001
04-2008
Caine Mitter & Associates Incorporated
NEW YORK
NY
10001
Y
N
Vice President
07-2006
04-2008
UBS INVESTMENT BANK
New York
NY
10019
N
Y
Analyst
01-2006
05-2006
DUKE UNIVERSITY
Durham
NC
27708
N
N
Math Tutor
10-2004
12-2005
CHILDREN'S ENVIRONMENTAL HEALTH INITIATIVE
Durham
NC
27708
N
N
Research Assistant
07-2004
09-2004
DUKE UNIVERSITY
Durham
NC
27705
N
N
Full Time Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-26-2021
William Caine
CCO