0001607791-21-000018.txt : 20210727 0001607791-21-000018.hdr.sgml : 20210727 20210727100827 ACCESSION NUMBER: 0001607791-21-000018 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CAINE,ANSEL,MARION,IV FILED AS OF DATE: 20210726 DATE AS OF CHANGE: 20210727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caine Mitter & Associates Inc CENTRAL INDEX KEY: 0001607791 IRS NUMBER: 043440964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02696 FILM NUMBER: 211116219 BUSINESS ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-686-8820 MAIL ADDRESS: STREET 1: 225 WEST 35 STREET SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10001 MA-I/A 1 primary_doc.xml MA-I/A 0001607791 XXXXXXXX WILLIAM CAINE 212-686-8820 wcaine@cainemitter.com wcaine@cainemitter.com N N Ansel Marion Caine IV N 1 0001607791 Caine Mitter & Associates Inc 04-21-2008 N 867-00292 SUPERVISED 04-21-2008 43 SUMMER STREET NORTHAMPTON MA 01060 LOCATED SUPERVISED 06-14-2013 225 West 35th Street Suite 900 New York NY 10001 04-2008 Caine Mitter & Associates Incorporated NEW YORK NY 10001 Y N Vice President 07-2006 04-2008 UBS INVESTMENT BANK New York NY 10019 N Y Analyst 01-2006 05-2006 DUKE UNIVERSITY Durham NC 27708 N N Math Tutor 10-2004 12-2005 CHILDREN'S ENVIRONMENTAL HEALTH INITIATIVE Durham NC 27708 N N Research Assistant 07-2004 09-2004 DUKE UNIVERSITY Durham NC 27705 N N Full Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-26-2021 William Caine CCO