0000920112-18-000286.txt : 20181212 0000920112-18-000286.hdr.sgml : 20181212 20181212113329 ACCESSION NUMBER: 0000920112-18-000286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181212 DATE AS OF CHANGE: 20181212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCOY R MICHAEL CENTRAL INDEX KEY: 0001607747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 181230357 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_154463239217528.xml FORM 4 X0306 4 2018-12-12 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001607747 MCCOY R MICHAEL 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 35002.4973 D Common Stock 14338 I Wife's Trust Common Stock 2018-12-12 4 P 0 2015 49.4066 A 16353 I Wife's Trust 2018 Director Restricted Stock Units (retainer) Common Stock 460.0 0 D 2018 Director Restricted Stock Units Common Stock 1235.0 0 D These shares participate in a Dividend Reinvestment Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation /s/ R. Michael McCoy 2018-12-12