0001209191-18-054263.txt : 20181004 0001209191-18-054263.hdr.sgml : 20181004 20181004165106 ACCESSION NUMBER: 0001209191-18-054263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181002 FILED AS OF DATE: 20181004 DATE AS OF CHANGE: 20181004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allred L. Chance CENTRAL INDEX KEY: 0001618793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 181108348 MAIL ADDRESS: STREET 1: C/O VIVINT SOLAR, INC. STREET 2: 3301 N. THANKSIVING WAY, SUITE 500 CITY: LEHI STATE: UT ZIP: 84043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-02 0 0001607716 Vivint Solar, Inc. VSLR 0001618793 Allred L. Chance 1800 WEST ASHTON BLVD LEHI UT 84043 0 1 0 0 Chief Sales Officer Common Stock 2018-10-02 4 M 0 3489 1.00 A 173040 D Common Stock 2018-10-02 4 S 0 3489 5.50 D 169551 D Stock Option (Right to Buy) 1.00 2018-10-02 4 M 0 3489 0.00 D 2023-08-18 Common Stock 3489 72116 D The sales reported by Mr. Allred were effected pursuant to a Rule 10b5-1 trading plan. One-third of this option vests annually in five equal installments beginning 11/16/13. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold. /s/ Dana C. Russell, attorney-in-fact 2018-10-04