0001209191-18-047119.txt : 20180816
0001209191-18-047119.hdr.sgml : 20180816
20180816172537
ACCESSION NUMBER: 0001209191-18-047119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180814
FILED AS OF DATE: 20180816
DATE AS OF CHANGE: 20180816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allred L. Chance
CENTRAL INDEX KEY: 0001618793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36642
FILM NUMBER: 181024055
MAIL ADDRESS:
STREET 1: C/O VIVINT SOLAR, INC.
STREET 2: 3301 N. THANKSIVING WAY, SUITE 500
CITY: LEHI
STATE: UT
ZIP: 84043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivint Solar, Inc.
CENTRAL INDEX KEY: 0001607716
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433]
IRS NUMBER: 455605880
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 WEST ASHTON BLVD.
CITY: LEHI
STATE: UT
ZIP: 84043
BUSINESS PHONE: (877) 404-4129
MAIL ADDRESS:
STREET 1: 1800 WEST ASHTON BLVD.
CITY: LEHI
STATE: UT
ZIP: 84043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-14
0
0001607716
Vivint Solar, Inc.
VSLR
0001618793
Allred L. Chance
1800 WEST ASHTON BLVD
LEHI
UT
84043
0
1
0
0
Chief Sales Officer
Common Stock
2018-08-14
4
M
0
6980
1.00
A
166400
D
Common Stock
2018-08-14
4
S
0
6980
5.30
D
159420
D
Stock Option (Right to Buy)
1.00
2018-08-14
4
M
0
6980
0.00
D
2023-08-18
Common Stock
6980
75605
D
The sales reported by Mr. Allred were effected pursuant to a Rule 10b5-1 trading plan.
One-third of this option vests annually in five equal installments beginning 11/16/13. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold.
/s/ DANA C. RUSSELL
2018-08-16