0001209191-18-047119.txt : 20180816 0001209191-18-047119.hdr.sgml : 20180816 20180816172537 ACCESSION NUMBER: 0001209191-18-047119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180814 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allred L. Chance CENTRAL INDEX KEY: 0001618793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 181024055 MAIL ADDRESS: STREET 1: C/O VIVINT SOLAR, INC. STREET 2: 3301 N. THANKSIVING WAY, SUITE 500 CITY: LEHI STATE: UT ZIP: 84043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-14 0 0001607716 Vivint Solar, Inc. VSLR 0001618793 Allred L. Chance 1800 WEST ASHTON BLVD LEHI UT 84043 0 1 0 0 Chief Sales Officer Common Stock 2018-08-14 4 M 0 6980 1.00 A 166400 D Common Stock 2018-08-14 4 S 0 6980 5.30 D 159420 D Stock Option (Right to Buy) 1.00 2018-08-14 4 M 0 6980 0.00 D 2023-08-18 Common Stock 6980 75605 D The sales reported by Mr. Allred were effected pursuant to a Rule 10b5-1 trading plan. One-third of this option vests annually in five equal installments beginning 11/16/13. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold. /s/ DANA C. RUSSELL 2018-08-16