0001209191-24-000931.txt : 20240104
0001209191-24-000931.hdr.sgml : 20240104
20240104213733
ACCESSION NUMBER: 0001209191-24-000931
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240103
FILED AS OF DATE: 20240104
DATE AS OF CHANGE: 20240104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lian Brian
CENTRAL INDEX KEY: 0001614578
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37355
FILM NUMBER: 24514327
MAIL ADDRESS:
STREET 1: C/O SEELOS THERAPEUTICS, INC.
STREET 2: 300 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Viking Therapeutics, Inc.
CENTRAL INDEX KEY: 0001607678
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 461073877
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9920 PACIFIC HEIGHTS BLVD, SUITE 350
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-704-4660
MAIL ADDRESS:
STREET 1: 9920 PACIFIC HEIGHTS BLVD, SUITE 350
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2024-01-03
0
0001607678
Viking Therapeutics, Inc.
VKTX
0001614578
Lian Brian
C/O VIKING THERAPEUTICS, INC.
9920 PACIFIC HEIGHTS BLVD, SUITE 350
SAN DIEGO
CA
92121
1
1
0
0
President & CEO
0
Common Stock, par value $0.00001 per share
2024-01-03
4
A
0
150000
0.00
A
2359074
D
Common Stock, par value $0.00001 per share
2024-01-03
4
F
0
108525
17.40
D
2250549
D
Common Stock, par value $0.00001 per share
2024-01-03
4
A
0
160000
0.00
A
2410549
D
Common Stock, par value $0.00001 per share
2024-01-03
4
F
0
106115
17.40
D
2304434
D
Common Stock, par value $0.00001 per share
2024-01-04
4
F
0
39552
18.58
D
2264882
D
Stock Option (Right to Buy)
17.40
2024-01-03
4
A
0
360000
0.00
A
2025-01-03
2034-01-03
Common Stock
360000
360000
D
The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2022, 33.33% of which vested on January 3, 2024 upon the achievement of a non-financial performance goal.
Includes 6,421 shares acquired on May 19, 2023 and 4,690 shares acquired on November 20, 2023 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.
These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.
Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.
These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.
25% of the shares subject to the option will vest on each anniversary of the grant date.
/s/ Michael Morneau, as Attorney-in-Fact
2024-01-04