0001214659-14-004992.txt : 20140708 0001214659-14-004992.hdr.sgml : 20140708 20140708160459 ACCESSION NUMBER: 0001214659-14-004992 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140708 DATE AS OF CHANGE: 20140708 EFFECTIVENESS DATE: 20140708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN ROCK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001607618 IRS NUMBER: 270771434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16129 FILM NUMBER: 14965526 BUSINESS ADDRESS: STREET 1: 55 VILCOM CENTER DRIVE STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27514 BUSINESS PHONE: 919-442-5220 MAIL ADDRESS: STREET 1: 55 VILCOM CENTER DRIVE STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27514 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001607618 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT false RAVEN ROCK CAPITAL MANAGEMENT, LLC

55 VILCOM CENTER DRIVE SUITE 250 CHAPEL HILL NC 27514

13F HOLDINGS REPORT 028-16129 N Rich Godfrey 919-442-5226 /s/ RICH GODFREY Chapel Hill NC 07-08-2014 0 27 164425 INFORMATION TABLE 2 infotable.xml ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 2138 1500000 PRN SOLE 1500000 0 0 ACCURAY INC NOTE 3.500% 2/0 004397AD7 7341 3850000 PRN SOLE 3850000 0 0 ASCENT CAP GROUP INC1 NOTE 4.000% 7/1 043632AA6 7304 7236000 PRN SOLE 7236000 0 0 BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 5030 5030000 PRN SOLE 5030000 0 0 GENERAL CABLE CORP DEL NEW FRNT 5.000%11/1 369300AL2 6026 6000000 PRN SOLE 6000000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 10100 10000000 PRN SOLE 10000000 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 5847 6200000 PRN SOLE 6200000 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 11931 10000000 PRN SOLE 10000000 0 0 CTRIP COM INTERNATIONAL LTD DEBT 1.250%10/1 22943FAC4 9476 9500000 PRN SOLE 9500000 0 0 ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AD4 8938 5750000 PRN SOLE 5750000 0 0 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 4525 2000000 PRN SOLE 2000000 0 0 EXELIXIS INC OPTION 30161Q954 498 199100 PRN Put SOLE 199100 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 7581 8500000 PRN SOLE 8500000 0 0 GREENBRIER COS INC NOTE 2.375% 5/1 393657AD3 465 465000 PRN SOLE 465000 0 0 CHART INDS INC NOTE 2.000% 8/0 16115QAC4 6061 4500000 PRN SOLE 4500000 0 0 GENESEE & WYO INC UNIT 10/01/2015 371559204 6556 50000 PRN SOLE 50000 0 0 MEDICINES CO DBCV 1.375% 6/0 584688AC9 4302 3521000 PRN SOLE 3521000 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 5244 4343000 PRN SOLE 4343000 0 0 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 7567 5857000 PRN SOLE 5857000 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 4433 4500000 PRN SOLE 4500000 0 0 SOLARCITY CORP NOTE 2.750%11/0 83416TAA8 10970 8500000 PRN SOLE 8500000 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 3290 2000000 PRN SOLE 2000000 0 0 THOMPSON CREEK METALS CO INC UNIT 99/99/9999 884768300 316 25000 PRN SOLE 25000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 6456 5000000 PRN SOLE 5000000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 10905 12000000 PRN SOLE 12000000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 3341 3000000 PRN SOLE 3000000 0 0 WRIGHT MED GROUP INC NOTE 2.000% 8/1 98235TAC1 7784 5750000 PRN SOLE 5750000 0 0