0001214659-18-001022.txt : 20180209
0001214659-18-001022.hdr.sgml : 20180209
20180209110855
ACCESSION NUMBER: 0001214659-18-001022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180209
DATE AS OF CHANGE: 20180209
EFFECTIVENESS DATE: 20180209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 18589492
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001607355
XXXXXXXX
12-31-2017
12-31-2017
false
MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 Hebron Ave.
3rd Floor
Glastonbury
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
02-08-2018
0
378
153759
INFORMATION TABLE
2
infotable.xml
AGNC INVT CORP
COM
00123Q104
35
1730
SH
SOLE
1730
0
0
AK STL HLDG CORP
COM
001547108
3
500
SH
SOLE
500
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
261
4050
SH
SOLE
4050
0
0
AT&T INC
COM
00206R102
3807
97906
SH
SOLE
97906
0
0
ABBOTT LABS
COM
002824100
2516
44079
SH
SOLE
44079
0
0
ABBVIE INC
COM
00287Y109
4221
43645
SH
SOLE
43645
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
15
500
SH
SOLE
500
0
0
AECOM
COM
00766T100
30
800
SH
SOLE
800
0
0
ADVANSIX INC
COM
00773T101
1
14
SH
SOLE
14
0
0
AETNA INC NEW
COM
00817Y108
580
3216
SH
SOLE
3216
0
0
AIR PRODS & CHEMS INC
COM
009158106
12
75
SH
SOLE
75
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
18
150
SH
SOLE
150
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2044
11853
SH
SOLE
11853
0
0
ALLIANT ENERGY CORP
COM
018802108
85
2000
SH
SOLE
2000
0
0
ALLSTATE CORP
COM
020002101
73
700
SH
SOLE
700
0
0
ALLY FINL INC
COM
02005N100
17
600
SH
SOLE
600
0
0
ALPHABET INC
CAP STK CL C
02079K107
131
125
SH
SOLE
125
0
0
ALPHABET INC
CAP STK CL A
02079K305
47
45
SH
SOLE
45
0
0
ALTABA INC
COM
021346101
21
300
SH
SOLE
300
0
0
AMAZON COM INC
COM
023135106
97
83
SH
SOLE
83
0
0
AMERICAN ELEC PWR INC
COM
025537101
1194
16235
SH
SOLE
16235
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
23
SH
SOLE
23
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
12
200
SH
SOLE
200
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
25
176
SH
SOLE
176
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1476
16135
SH
SOLE
16135
0
0
AMGEN INC
COM
031162100
33
189
SH
SOLE
189
0
0
AMKOR TECHNOLOGY INC
COM
031652100
10
1000
SH
SOLE
1000
0
0
ANDEAVOR
COM
03349M105
5
43
SH
SOLE
43
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
346
3100
SH
SOLE
3100
0
0
ANIKA THERAPEUTICS INC
COM
035255108
16
300
SH
SOLE
300
0
0
ANNALY CAP MGMT INC
COM
035710409
12
1037
SH
SOLE
1037
0
0
APPLE INC
COM
037833100
2250
13295
SH
SOLE
13295
0
0
APPLIED MATLS INC
COM
038222105
1722
33685
SH
SOLE
33685
0
0
ARISTA NETWORKS INC
COM
040413106
12
50
SH
SOLE
50
0
0
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
8
325
SH
SOLE
325
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
23
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
283
5500
SH
SOLE
5500
0
0
BB&T CORP
COM
054937107
5
93
SH
SOLE
93
0
0
B & G FOODS INC NEW
COM
05508R106
104
2960
SH
SOLE
2960
0
0
BCE INC
COM NEW
05534B760
6
118
SH
SOLE
118
0
0
BOFI HLDG INC
COM
05566U108
36
1200
SH
SOLE
1200
0
0
BANK AMER CORP
COM
060505104
1040
35215
SH
SOLE
35215
0
0
BANK NEW YORK MELLON CORP
COM
064058100
16
300
SH
SOLE
300
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BAXTER INTL INC
COM
071813109
23
360
SH
SOLE
360
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
787
12350
SH
SOLE
12350
0
0
BECTON DICKINSON & CO
COM
075887109
6
27
SH
SOLE
27
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3844
19395
SH
SOLE
19395
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
920
15685
SH
SOLE
15685
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
215
6700
SH
SOLE
6700
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
6
500
SH
SOLE
500
0
0
BOEING CO
COM
097023105
193
655
SH
SOLE
655
0
0
BOISE CASCADE CO DEL
COM
09739D100
732
18351
SH
SOLE
18351
0
0
BOSTON PROPERTIES INC
COM
101121101
2
17
SH
SOLE
17
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
2
36
SH
SOLE
36
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2553
41667
SH
SOLE
41667
0
0
CIT GROUP INC
COM NEW
125581801
30
600
SH
SOLE
600
0
0
CMS ENERGY CORP
COM
125896100
19
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
404
7350
SH
SOLE
7350
0
0
CVR ENERGY INC
COM
12662P108
37
1000
SH
SOLE
1000
0
0
CVS HEALTH CORP
COM
126650100
2563
35358
SH
SOLE
35358
0
0
CABOT OIL & GAS CORP
COM
127097103
0
2
SH
SOLE
2
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
12
1000
SH
SOLE
1000
0
0
CAMBREX CORP
COM
132011107
192
4000
SH
SOLE
4000
0
0
CARDINAL HEALTH INC
COM
14149Y108
116
1900
SH
SOLE
1900
0
0
CATERPILLAR INC DEL
COM
149123101
111
703
SH
SOLE
703
0
0
CEL SCI CORP
COM PAR NEW
150837607
0
80
SH
SOLE
80
0
0
CELGENE CORP
COM
151020104
17
159
SH
SOLE
159
0
0
CENTURYLINK INC
COM
156700106
8
500
SH
SOLE
500
0
0
CERNER CORP
COM
156782104
542
8050
SH
SOLE
8050
0
0
CHEMOURS CO
COM
163851108
16
323
SH
SOLE
323
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
111
27915
SH
SOLE
27915
0
0
CHEVRON CORP NEW
COM
166764100
44
350
SH
SOLE
350
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
26
1385
SH
SOLE
1385
0
0
CHURCH & DWIGHT INC
COM
171340102
120
2400
SH
SOLE
2400
0
0
CISCO SYS INC
COM
17275R102
417
10900
SH
SOLE
10900
0
0
CITIGROUP INC
COM NEW
172967424
1010
13570
SH
SOLE
13570
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
4
2000
SH
SOLE
2000
0
0
CLOROX CO DEL
COM
189054109
1385
9310
SH
SOLE
9310
0
0
COCA COLA CO
COM
191216100
1344
29290
SH
SOLE
29290
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
43
600
SH
SOLE
600
0
0
COLGATE PALMOLIVE CO
COM
194162103
1905
25250
SH
SOLE
25250
0
0
COMCAST CORP NEW
CL A
20030N101
185
4624
SH
SOLE
4624
0
0
CONAGRA BRANDS INC
COM
205887102
6
150
SH
SOLE
150
0
0
CONOCOPHILLIPS
COM
20825C104
30
538
SH
SOLE
538
0
0
CONSOLIDATED EDISON INC
COM
209115104
803
9450
SH
SOLE
9450
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
3438
15040
SH
SOLE
15040
0
0
CONTROL4 CORP
COM
21240D107
21
700
SH
SOLE
700
0
0
COOPER COS INC
COM NEW
216648402
523
2400
SH
SOLE
2400
0
0
COSTCO WHSL CORP NEW
COM
22160K105
503
2700
SH
SOLE
2700
0
0
CREE INC
COM
225447101
7
200
SH
SOLE
200
0
0
DNP SELECT INCOME FD
COM
23325P104
10
900
SH
SOLE
900
0
0
DXC TECHNOLOGY CO
COM
23355L106
6
67
SH
SOLE
67
0
0
DANAHER CORP DEL
COM
235851102
181
1952
SH
SOLE
1952
0
0
DAVITA INC
COM
23918K108
87
1200
SH
SOLE
1200
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
139
950
SH
SOLE
950
0
0
DIEBOLD NXDF INC
COM
253651103
25
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
4014
58702
SH
SOLE
58702
0
0
DISNEY WALT CO
COM DISNEY
254687106
456
4245
SH
SOLE
4245
0
0
DISH NETWORK CORP
CL A
25470M109
38
800
SH
SOLE
800
0
0
DOLLAR GEN CORP NEW
COM
256677105
9
100
SH
SOLE
100
0
0
DOMINION ENERGY INC
COM
25746U109
12
150
SH
SOLE
150
0
0
DOWDUPONT INC
COM
26078J100
739
10381
SH
SOLE
10381
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
35
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
346
4110
SH
SOLE
4110
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
122
1900
SH
SOLE
1900
0
0
EOG RES INC
COM
26875P101
151
1400
SH
SOLE
1400
0
0
EASTMAN CHEM CO
COM
277432100
431
4650
SH
SOLE
4650
0
0
EBAY INC
COM
278642103
701
18587
SH
SOLE
18587
0
0
EDGE THERAPEUTICS INC
COM
279870109
88
9400
SH
SOLE
9400
0
0
ELECTRONIC ARTS INC
COM
285512109
8
80
SH
SOLE
80
0
0
EMERSON ELEC CO
COM
291011104
91
1300
SH
SOLE
1300
0
0
ENERSYS
COM
29275Y102
230
3300
SH
SOLE
3300
0
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
9
500
SH
SOLE
500
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
42
1600
SH
SOLE
1600
0
0
EVERSOURCE ENERGY
COM
30040W108
27
434
SH
SOLE
434
0
0
EXELON CORP
COM
30161N101
12
300
SH
SOLE
300
0
0
EXELIXIS INC
COM
30161Q104
117
3850
SH
SOLE
3850
0
0
EXXON MOBIL CORP
COM
30231G102
1086
12983
SH
SOLE
12983
0
0
FACEBOOK INC
CL A
30303M102
239
1356
SH
SOLE
1356
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
39
1300
SH
SOLE
1300
0
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
2
59
SH
SOLE
59
0
0
FIRST UTD CORP
COM
33741H107
17
1000
SH
SOLE
1000
0
0
FISERV INC
COM
337738108
156
1188
SH
SOLE
1188
0
0
FIVE BELOW INC
COM
33829M101
13
200
SH
SOLE
200
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
33
1300
SH
SOLE
1300
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
16
350
SH
SOLE
350
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
173
13847
SH
SOLE
13847
0
0
FORTIVE CORP
COM
34959J108
74
1026
SH
SOLE
1026
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
55
800
SH
SOLE
800
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
9
70
SH
SOLE
70
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
5
74
SH
SOLE
74
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
8
250
SH
SOLE
250
0
0
GENERAL DYNAMICS CORP
COM
369550108
1524
7489
SH
SOLE
7489
0
0
GENERAL ELECTRIC CO
COM
369604103
183
10493
SH
SOLE
10493
0
0
GENERAL MLS INC
COM
370334104
72
1210
SH
SOLE
1210
0
0
GENERAL MTRS CO
COM
37045V100
37
907
SH
SOLE
907
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
3
122
SH
SOLE
122
0
0
GENUINE PARTS CO
COM
372460105
108
1136
SH
SOLE
1136
0
0
GENWORTH FINL INC
COM CL A
37247D106
47
15090
SH
SOLE
15090
0
0
GILEAD SCIENCES INC
COM
375558103
718
10018
SH
SOLE
10018
0
0
GLAUKOS CORP
COM
377322102
44
1700
SH
SOLE
1700
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
4
100
SH
SOLE
100
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
10
40
SH
SOLE
40
0
0
GRANITE PT MTG TR INC
COM
38741L107
5
297
SH
SOLE
297
0
0
GREAT PLAINS ENERGY INC
COM
391164100
29
900
SH
SOLE
900
0
0
HCP INC
COM
40414L109
9
331
SH
SOLE
331
0
0
HP INC
COM
40434L105
2
100
SH
SOLE
100
0
0
HARLEY DAVIDSON INC
COM
412822108
15
300
SH
SOLE
300
0
0
HARRIS CORP DEL
COM
413875105
1013
7151
SH
SOLE
7151
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
788
14009
SH
SOLE
14009
0
0
HEALTHEQUITY INC
COM
42226A107
33
700
SH
SOLE
700
0
0
HEICO CORP NEW
COM
422806109
292
3100
SH
SOLE
3100
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
7
500
SH
SOLE
500
0
0
HOME DEPOT INC
COM
437076102
825
4351
SH
SOLE
4351
0
0
HONEYWELL INTL INC
COM
438516106
2014
13131
SH
SOLE
13131
0
0
HORMEL FOODS CORP
COM
440452100
5125
140842
SH
SOLE
140842
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
17
5000
SH
SOLE
5000
0
0
HUMANA INC
COM
444859102
2
9
SH
SOLE
9
0
0
ILLINOIS TOOL WKS INC
COM
452308109
7
39
SH
SOLE
39
0
0
INTEL CORP
COM
458140100
406
8800
SH
SOLE
8800
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
41
264
SH
SOLE
264
0
0
INTL PAPER CO
COM
460146103
29
500
SH
SOLE
500
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
16
400
SH
SOLE
400
0
0
ISHARES TR
SELECT DIVID ETF
464287168
54
550
SH
SOLE
550
0
0
ISHARES TR
TIPS BD ETF
464287176
54
477
SH
SOLE
477
0
0
ISHARES TR
MSCI EAFE ETF
464287465
84
1198
SH
SOLE
1198
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
14
75
SH
SOLE
75
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
32
261
SH
SOLE
261
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
3
200
SH
SOLE
200
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
14
150
SH
SOLE
150
0
0
JPMORGAN CHASE & CO
COM
46625H100
163
1528
SH
SOLE
1528
0
0
JOHNSON & JOHNSON
COM
478160104
7915
56652
SH
SOLE
56652
0
0
KEMET CORP
COM NEW
488360207
6
400
SH
SOLE
400
0
0
KEYCORP NEW
COM
493267108
20
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
386
3200
SH
SOLE
3200
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
7
150
SH
SOLE
150
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
KRAFT HEINZ CO
COM
500754106
1091
14036
SH
SOLE
14036
0
0
LAUDER ESTEE COS INC
CL A
518439104
303
2380
SH
SOLE
2380
0
0
LEGGETT & PLATT INC
COM
524660107
5
95
SH
SOLE
95
0
0
LEMAITRE VASCULAR INC
COM
525558201
10
300
SH
SOLE
300
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
9
200
SH
SOLE
200
0
0
LOCKHEED MARTIN CORP
COM
539830109
1119
3486
SH
SOLE
3486
0
0
LOWES COS INC
COM
548661107
96
1037
SH
SOLE
1037
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
35
500
SH
SOLE
500
0
0
MANNKIND CORP
COM NEW
56400P706
9
4004
SH
SOLE
4004
0
0
MARSH & MCLENNAN COS INC
COM
571748102
195
2400
SH
SOLE
2400
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
125
825
SH
SOLE
825
0
0
MCDONALDS CORP
COM
580135101
181
1050
SH
SOLE
1050
0
0
MERCK & CO INC
COM
58933Y105
68
1200
SH
SOLE
1200
0
0
MESABI TR
CTF BEN INT
590672101
25
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
182
3600
SH
SOLE
3600
0
0
MICROSOFT CORP
COM
594918104
2114
24719
SH
SOLE
24719
0
0
MICRON TECHNOLOGY INC
COM
595112103
1443
35100
SH
SOLE
35100
0
0
MONDELEZ INTL INC
CL A
609207105
1956
45709
SH
SOLE
45709
0
0
MONSANTO CO NEW
COM
61166W101
234
2000
SH
SOLE
2000
0
0
NEKTAR THERAPEUTICS
COM
640268108
364
6100
SH
SOLE
6100
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
15
1150
SH
SOLE
1150
0
0
NEXTERA ENERGY INC
COM
65339F101
5773
36963
SH
SOLE
36963
0
0
NORFOLK SOUTHERN CORP
COM
655844108
130
900
SH
SOLE
900
0
0
NORTHROP GRUMMAN CORP
COM
666807102
73
239
SH
SOLE
239
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
0
19
SH
SOLE
19
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
8
500
SH
SOLE
500
0
0
NORTHWEST PIPE CO
COM
667746101
1
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
249
SH
SOLE
249
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1248
14858
SH
SOLE
14858
0
0
NOVANTA INC
COM
67000B104
338
6750
SH
SOLE
6750
0
0
NOW INC
COM
67011P100
0
25
SH
SOLE
25
0
0
NVIDIA CORP
COM
67066G104
68
350
SH
SOLE
350
0
0
OGE ENERGY CORP
COM
670837103
217
6600
SH
SOLE
6600
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
84
350
SH
SOLE
350
0
0
OMNICOM GROUP INC
COM
681919106
4
50
SH
SOLE
50
0
0
ONEOK INC NEW
COM
682680103
21
400
SH
SOLE
400
0
0
OPEN TEXT CORP
COM
683715106
29
800
SH
SOLE
800
0
0
ORACLE CORP
COM
68389X105
319
6742
SH
SOLE
6742
0
0
ORBCOMM INC
COM
68555P100
5
500
SH
SOLE
500
0
0
PJT PARTNERS INC
COM CL A
69343T107
1
27
SH
SOLE
27
0
0
PNC FINL SVCS GROUP INC
COM
693475105
63
439
SH
SOLE
439
0
0
PPG INDS INC
COM
693506107
4
34
SH
SOLE
34
0
0
PPL CORP
COM
69351T106
31
1000
SH
SOLE
1000
0
0
PAN AMERICAN SILVER CORP
COM
697900108
8
500
SH
SOLE
500
0
0
PARKER HANNIFIN CORP
COM
701094104
6
31
SH
SOLE
31
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
14
800
SH
SOLE
800
0
0
PATTERSON COMPANIES INC
COM
703395103
4
100
SH
SOLE
100
0
0
PAYPAL HLDGS INC
COM
70450Y103
1016
13800
SH
SOLE
13800
0
0
PEABODY ENERGY CORP NEW
COM
704551100
8
197
SH
SOLE
197
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
84
4470
SH
SOLE
4470
0
0
PEPSICO INC
COM
713448108
7064
58909
SH
SOLE
58909
0
0
PFIZER INC
COM
717081103
1462
40372
SH
SOLE
40372
0
0
PHILIP MORRIS INTL INC
COM
718172109
10
91
SH
SOLE
91
0
0
PHILLIPS 66
COM
718546104
99
979
SH
SOLE
979
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
166
3650
SH
SOLE
3650
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
171
1100
SH
SOLE
1100
0
0
POWERSHARES ETF TRUST
WATER RES PORT
73935X575
3
92
SH
SOLE
92
0
0
POWERSHARES ETF TRUST
DYN BLDG CNSTR
73935X666
3532
101833
SH
SOLE
101833
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
25
1700
SH
SOLE
1700
0
0
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
52
1766
SH
SOLE
1766
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
41
850
SH
SOLE
850
0
0
PRICE T ROWE GROUP INC
COM
74144T108
5
48
SH
SOLE
48
0
0
PRICELINE GRP INC
COM NEW
741503403
9
5
SH
SOLE
5
0
0
PROCTER AND GAMBLE CO
COM
742718109
912
9926
SH
SOLE
9926
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PRUDENTIAL FINL INC
COM
744320102
92
800
SH
SOLE
800
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
216
4200
SH
SOLE
4200
0
0
QUAKER CHEM CORP
COM
747316107
366
2425
SH
SOLE
2425
0
0
QUALCOMM INC
COM
747525103
16
250
SH
SOLE
250
0
0
QUALITY CARE PPTYS INC
COM
747545101
1
66
SH
SOLE
66
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
28
318
SH
SOLE
318
0
0
RAYTHEON CO
COM NEW
755111507
3711
19757
SH
SOLE
19757
0
0
REALTY INCOME CORP
COM
756109104
19
330
SH
SOLE
330
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
3
150
SH
SOLE
150
0
0
RITE AID CORP
COM
767754104
594
301305
SH
SOLE
301305
0
0
ROCKWELL AUTOMATION INC
COM
773903109
20
100
SH
SOLE
100
0
0
ROCKWELL COLLINS INC
COM
774341101
190
1400
SH
SOLE
1400
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
20
200
SH
SOLE
200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
372
1395
SH
SOLE
1395
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
4
35
SH
SOLE
35
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
40
1023
SH
SOLE
1023
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
6
62
SH
SOLE
62
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
8
90
SH
SOLE
90
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
57
600
SH
SOLE
600
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
32
800
SH
SOLE
800
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
25
100
SH
SOLE
100
0
0
SALESFORCE COM INC
COM
79466L302
18
174
SH
SOLE
174
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
28
1500
SH
SOLE
1500
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
3
500
SH
SOLE
500
0
0
SANOFI
SPONSORED ADR
80105N105
77
1800
SH
SOLE
1800
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
6
100
SH
SOLE
100
0
0
SCANA CORP NEW
COM
80589M102
12
300
SH
SOLE
300
0
0
SCHNITZER STL INDS
CL A
806882106
488
14577
SH
SOLE
14577
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
39
549
SH
SOLE
549
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
37
682
SH
SOLE
682
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
39
726
SH
SOLE
726
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
10
139
SH
SOLE
139
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
17
325
SH
SOLE
325
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
96
1836
SH
SOLE
1836
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
92
2200
SH
SOLE
2200
0
0
SEATTLE GENETICS INC
COM
812578102
11
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
17
300
SH
SOLE
300
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
54
1030
SH
SOLE
1030
0
0
SHIRE PLC
SPONSORED ADR
82481R106
8
53
SH
SOLE
53
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
2
13
SH
SOLE
13
0
0
SKECHERS U S A INC
CL A
830566105
62
1650
SH
SOLE
1650
0
0
SMUCKER J M CO
COM NEW
832696405
5466
43995
SH
SOLE
43995
0
0
SOUTHERN CO
COM
842587107
303
6300
SH
SOLE
6300
0
0
SOUTHWEST AIRLS CO
COM
844741108
65
1000
SH
SOLE
1000
0
0
SPIRE INC
COM
84857L101
188
2500
SH
SOLE
2500
0
0
SPLUNK INC
COM
848637104
4
50
SH
SOLE
50
0
0
STARBUCKS CORP
COM
855244109
4
75
SH
SOLE
75
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
103
4725
SH
SOLE
4725
0
0
SUMMIT MATLS INC
CL A
86614U100
480
15251
SH
SOLE
15251
0
0
SYMANTEC CORP
COM
871503108
56
2000
SH
SOLE
2000
0
0
SYSCO CORP
COM
871829107
35
584
SH
SOLE
584
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
20
504
SH
SOLE
504
0
0
TECHTARGET INC
COM
87874R100
7
500
SH
SOLE
500
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
13
668
SH
SOLE
668
0
0
TESLA INC
COM
88160R101
433
1390
SH
SOLE
1390
0
0
TEXAS INSTRS INC
COM
882508104
332
3183
SH
SOLE
3183
0
0
TEXTRON INC
COM
883203101
8
150
SH
SOLE
150
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2
10
SH
SOLE
10
0
0
3M CO
COM
88579Y101
1357
5766
SH
SOLE
5766
0
0
TIME INC NEW
COM
887228104
0
1
SH
SOLE
1
0
0
TIME WARNER INC
COM NEW
887317303
1
8
SH
SOLE
8
0
0
TIMKEN CO
COM
887389104
970
19738
SH
SOLE
19738
0
0
TIMKENSTEEL CORP
COM
887399103
44
2881
SH
SOLE
2881
0
0
TORO CO
COM
891092108
609
9338
SH
SOLE
9338
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
35
604
SH
SOLE
604
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1064
7841
SH
SOLE
7841
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
45
SH
SOLE
45
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
26
1569
SH
SOLE
1569
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
SOLE
20
0
0
U S G CORP
COM NEW
903293405
1005
26075
SH
SOLE
26075
0
0
UNILEVER PLC
SPON ADR NEW
904767704
465
8400
SH
SOLE
8400
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
24
SH
SOLE
24
0
0
UNION PAC CORP
COM
907818108
137
1020
SH
SOLE
1020
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
116
6573
SH
SOLE
6573
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
74
625
SH
SOLE
625
0
0
UNITED RENTALS INC
COM
911363109
43
250
SH
SOLE
250
0
0
US FOODS HLDG CORP
COM
912008109
13
400
SH
SOLE
400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1039
8145
SH
SOLE
8145
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
8155
36992
SH
SOLE
36992
0
0
V F CORP
COM
918204108
4
50
SH
SOLE
50
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
230
2500
SH
SOLE
2500
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1354
13267
SH
SOLE
13267
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
455
5315
SH
SOLE
5315
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
35
600
SH
SOLE
600
0
0
VARONIS SYS INC
COM
922280102
102
2100
SH
SOLE
2100
0
0
VEEVA SYS INC
CL A COM
922475108
1401
25350
SH
SOLE
25350
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
73
874
SH
SOLE
874
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
38
270
SH
SOLE
270
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
174
1265
SH
SOLE
1265
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1117
21107
SH
SOLE
21107
0
0
VERITIV CORP
COM
923454102
0
7
SH
SOLE
7
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1527
10190
SH
SOLE
10190
0
0
VIACOM INC NEW
CL B
92553P201
11
348
SH
SOLE
348
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
49
2100
SH
SOLE
2100
0
0
VISA INC
COM CL A
92826C839
1026
9000
SH
SOLE
9000
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
10
300
SH
SOLE
300
0
0
WGL HLDGS INC
COM
92924F106
34
400
SH
SOLE
400
0
0
W P CAREY INC
COM
92936U109
332
4820
SH
SOLE
4820
0
0
WEC ENERGY GROUP INC
COM
92939U106
342
5150
SH
SOLE
5150
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
537
7398
SH
SOLE
7398
0
0
WASTE MGMT INC DEL
COM
94106L109
148
1710
SH
SOLE
1710
0
0
WEBSTER FINL CORP CONN
COM
947890109
462
8229
SH
SOLE
8229
0
0
WELLS FARGO CO NEW
COM
949746101
379
6240
SH
SOLE
6240
0
0
WELLTOWER INC
COM
95040Q104
6
100
SH
SOLE
100
0
0
WESTERN DIGITAL CORP
COM
958102105
2
20
SH
SOLE
20
0
0
WEYERHAEUSER CO
COM
962166104
20
564
SH
SOLE
564
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
11
500
SH
SOLE
500
0
0
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
14
150
SH
SOLE
150
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
22
300
SH
SOLE
300
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
14
150
SH
SOLE
150
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1
23
SH
SOLE
23
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
22
250
SH
SOLE
250
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
2
60
SH
SOLE
60
0
0
WISDOMTREE TR
INTL EQUITY FD
97717W703
6
103
SH
SOLE
103
0
0
XOMA CORP DEL
COM NEW
98419J206
28
800
SH
SOLE
800
0
0
YAMANA GOLD INC
COM
98462Y100
3
1000
SH
SOLE
1000
0
0
ZOETIS INC
CL A
98978V103
5
71
SH
SOLE
71
0
0
ADIENT PLC
ORD SHS
G0084W101
1
9
SH
SOLE
9
0
0
ALKERMES PLC
SHS
G01767105
8
150
SH
SOLE
150
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
ALLERGAN PLC
SHS
G0177J108
11
66
SH
SOLE
66
0
0
CONSOLIDATED WATER CO INC
ORD
G23773107
93
7400
SH
SOLE
7400
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
32
800
SH
SOLE
800
0
0
INGERSOLL-RAND PLC
SHS
G47791101
3
34
SH
SOLE
34
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
82
2145
SH
SOLE
2145
0
0
MEDTRONIC PLC
SHS
G5960L103
637
7889
SH
SOLE
7889
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
25
600
SH
SOLE
600
0
0
CHUBB LIMITED
COM
H1467J104
53
361
SH
SOLE
361
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
10
100
SH
SOLE
100
0
0
CAESARSTONE LTD
ORD SHS
M20598104
7
300
SH
SOLE
300
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
181
4375
SH
SOLE
4375
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
68
2000
SH
SOLE
2000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
99
900
SH
SOLE
900
0
0