0001607264-17-000002.txt : 20170303 0001607264-17-000002.hdr.sgml : 20170303 20170303162636 ACCESSION NUMBER: 0001607264-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gedeon Elias CENTRAL INDEX KEY: 0001607264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 17664017 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-01 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001607264 Gedeon Elias 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 0 1 0 0 SVP & Chief Bus. Dev. Officer Common Stock 2017-03-01 4 M 0 137 0 A 8560 D Common Stock 2017-03-01 4 F 0 137 10.33 D 8423 D Common Stock 2017-03-02 4 M 0 1918 0 A 10341 D Common Stock 2017-03-02 4 F 0 733 10.58 D 9608 D Common Stock 180 I 401k Plan Restricted Stock Units 0 2017-03-01 4 M 0 137 0 D 2019-03-01 Common Stock 137 3604 D Restricted Stock Units 0 2017-03-02 4 M 0 1918 0 D 2018-03-02 Common Stock 1918 1918 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 1, 2017. The reporting person elected to defer receipt of all shares underlying the RSUs. On March 1, 2017, 1,247 RSUs vested and 137 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum one year following termination of employment. RSUs vest in three equal annual installments beginning March 1, 2017. RSUs vest in three equal annual installments beginning March 2, 2016. Elias Gedeon, by Angela P. Winter, attorney-in-fact 2017-03-03