0001607239-21-000003.txt : 20211208
0001607239-21-000003.hdr.sgml : 20211208
20211208124716
ACCESSION NUMBER: 0001607239-21-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
SVORINIC,PETER,NMN,
FILED AS OF DATE: 20211208
DATE AS OF CHANGE: 20211208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moors & Cabot, Inc.
CENTRAL INDEX KEY: 0001607239
IRS NUMBER: 042644548
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0614
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04207
FILM NUMBER: 211478214
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL ST.
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-426-0500
MAIL ADDRESS:
STREET 1: ONE FEDERAL ST.
STREET 2: 19TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
MA-I
1
primary_doc.xml
MA-I
0001607239
XXXXXXXX
PETER SVORINIC
6173140257
psvorinic@moorscabot.com
psvorinic@moorscabot.com
N
N
PETER
NMN
SVORINIC
1403501
N
1
0001607239
Moors & Cabot, Inc.
Moors and Cabot Inc
11-05-2018
N
867-01157
LOCATED
11-05-2018
ONE FEDERAL ST.
19TH FLOOR
BOSTON
MA
02110
11-2018
Moors and Cabot
Boston
MA
02110
Y
Y
SVP and CCO
09-2016
10-2018
Acorns Securities
Irvine
CA
92617
N
N
CCO
04-2011
08-2016
Fidelity Investments
Smithfield
RI
02917
N
N
Director of Risk Oversight
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2021
PETER SVORINIC
SVP and CCO