0001607239-21-000003.txt : 20211208 0001607239-21-000003.hdr.sgml : 20211208 20211208124716 ACCESSION NUMBER: 0001607239-21-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SVORINIC,PETER,NMN, FILED AS OF DATE: 20211208 DATE AS OF CHANGE: 20211208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moors & Cabot, Inc. CENTRAL INDEX KEY: 0001607239 IRS NUMBER: 042644548 STATE OF INCORPORATION: MA FISCAL YEAR END: 0614 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04207 FILM NUMBER: 211478214 BUSINESS ADDRESS: STREET 1: ONE FEDERAL ST. STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-426-0500 MAIL ADDRESS: STREET 1: ONE FEDERAL ST. STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 MA-I 1 primary_doc.xml MA-I 0001607239 XXXXXXXX PETER SVORINIC 6173140257 psvorinic@moorscabot.com psvorinic@moorscabot.com N N PETER NMN SVORINIC 1403501 N 1 0001607239 Moors & Cabot, Inc. Moors and Cabot Inc 11-05-2018 N 867-01157 LOCATED 11-05-2018 ONE FEDERAL ST. 19TH FLOOR BOSTON MA 02110 11-2018 Moors and Cabot Boston MA 02110 Y Y SVP and CCO 09-2016 10-2018 Acorns Securities Irvine CA 92617 N N CCO 04-2011 08-2016 Fidelity Investments Smithfield RI 02917 N N Director of Risk Oversight N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2021 PETER SVORINIC SVP and CCO