0001607239-14-000002.txt : 20141204 0001607239-14-000002.hdr.sgml : 20141204 20141204192905 ACCESSION NUMBER: 0001607239-14-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moors & Cabot, Inc. CENTRAL INDEX KEY: 0001607239 IRS NUMBER: 042644548 STATE OF INCORPORATION: MA FISCAL YEAR END: 0614 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04207 FILM NUMBER: 141267586 BUSINESS ADDRESS: STREET 1: 111 DEVONSHIRE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-426-0500 MAIL ADDRESS: STREET 1: 111 DEVONSHIRE STREET CITY: BOSTON STATE: MA ZIP: 02109 MA-I 1 primary_doc.xml MA-I 0001607239 XXXXXXXX Katherine Kelliher 6173140213 kkelliher@moorscabot.com kkelliher@moorscabot.com N Joseph Philip Cuetara 000058308 N 1 0001607239 Moors & Cabot, Inc. Moors & Cabot 03-18-1998 N 10-27-2014 0001607239 LOCATED SUPERVISED 03-18-1998 111 DEVONSHIRE STREET BOSTON MA 02109 03-1998 Moors & Cabot Boston MA 02109 Y Y Registered Representative/SVP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-27-2014 Katherine R Kelliher Compliance Officer