0001607239-14-000002.txt : 20141204
0001607239-14-000002.hdr.sgml : 20141204
20141204192905
ACCESSION NUMBER: 0001607239-14-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moors & Cabot, Inc.
CENTRAL INDEX KEY: 0001607239
IRS NUMBER: 042644548
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0614
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04207
FILM NUMBER: 141267586
BUSINESS ADDRESS:
STREET 1: 111 DEVONSHIRE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-426-0500
MAIL ADDRESS:
STREET 1: 111 DEVONSHIRE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
MA-I
1
primary_doc.xml
MA-I
0001607239
XXXXXXXX
Katherine Kelliher
6173140213
kkelliher@moorscabot.com
kkelliher@moorscabot.com
N
Joseph
Philip
Cuetara
000058308
N
1
0001607239
Moors & Cabot, Inc.
Moors & Cabot
03-18-1998
N
10-27-2014
0001607239
LOCATED
SUPERVISED
03-18-1998
111 DEVONSHIRE STREET
BOSTON
MA
02109
03-1998
Moors & Cabot
Boston
MA
02109
Y
Y
Registered Representative/SVP
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-27-2014
Katherine R Kelliher
Compliance Officer